"In there were no such
things as dichotomies that exclude a third category, there would be no way
to make a refutation with analysis that limits the possibilities to two,
(asking) whether it is asserted that something exists or does not exist,
or is one or many, and so forth. If there are (dichotomies that exclude a
third category), then when something is refuted as being one side of a
dichotomy and it is not established as the other, it does not exist. (...)
if something is eliminated as being one side of a dichotomy, it must be
established as the other and that if one is refuted, the other is
established."
Tsongkhapa : Extensive Explanation of "Supplement to 'Treatise of the
Middle Way'", chapter 6, definite enumeration as only two truths.
"In the seen there is only the seen ; in
the heard, there is only the heard ; in the sensed, there is only the
sensed ; in the mentally perceived, there is only the mentally perceived."
Ksudrakâgama (Khuddaka-nikâya), I.10
|
|

Mañjuśrî, Buddha of
Wisdom
appearing as an Eighth Ground Bodhisattva (Weber, 1983) |
|
|
In Buddhist philosophy, ultimate
logic is the formal exposition of the arguments of ultimate
analysis. Instead of conventional analysis, differentiating between
conventional realities like sense objects & mental objects,
ultimate analysis poses the fundamental question of both
epistemology & ontology, namely : What is exactly & truly there ?
In other words, what is the precise status of objects and how true
is this status ? The first question answers what kind of objects
we are dealing with and the second tells us what kind of
validity they possess. Being able to answer both questions for
all possible objects of experience is the first step in acquiring a
conceptual understanding of the
wisdom realizing the true nature of
all phenomena. And to fully enter this wisdom, contrived (by way of
concepts) and uncontrived (by way of direct, i.e. nonconceptual,
nondual seeing), is the core of
Buddha
Śâkyamuni's teaching.
To make a clear cut, I've kept the technical elaborations
at the minimum. No doubt this exposition will be expanded in the
future. The present ultimate logic is not a formal logic of the
ultimate, but a tentative formalization of its conceptual
approximation. It ends with identifying proximate
emptiness
on the basis of a generic idea of emptiness, i.e. a very subtle
conceptualization of the ultimate nature of all phenomena. |
Table of Contents
Introduction
1
The Primitives.
2
Instantiation.
3
Object : A
4
Logical Instantiation : LA
5
Functional Instantiation : FA
6
Conventional Instantiation : CA
7
Substantial Instantiation :
A
8
Absolute Instantiation : ¬
A
9
Existential Instantiation :
A
10
The Fallacy of Substantial Identity of Persons.
11
The Fallacy of Substantial Identity of Phenomena.
12
Affirming and Nonaffirming Ultimate Analysis.
13
Proximate Emptiness and Non-Contrived
Truth.
The Thirty Steps of Ultimate Logic
Epilogue
Notes
Introduction.
Ultimate analysis is an abstract,
conceptual technique for exploring any possible object of knowledge,
separating it into its constituent parts in order to study these parts and
their relations, aiming to find a stable, substantial element among them. It is
called "ultimate" because it does not target the object and its relations
as such, but their fundamental, concealed nature. To do so, two questions pertain :
What is exactly there ? and What is truly there ? The first question is
ontological, dealing with existence. The second question is
epistemological, trying to assess the truth-value of what exists.
What is exactly there ?
The exactitude of objects, their quality of having high accuracy &
consistency, refers to their ontological status, registering what kind
of object is at hand. Distinguish between (a) absolutely nonexistent
objects, (b) fictional objects, (c) relatively existent objects and (d)
absolutely existent objects.
(a) Absolutely Nonexistent Objects : That Which Is Not
The first line drawn is between existent and nonexistent objects. When an
object does not exist, nothing can be identified corresponding to it and
so nothing ostensibly refers to it. Absolutely nonexistent objects are
always analytical nonexistent objects involving a contradictio in
terminis. They are a forteriori nonexistent in an absolute sense.
A square circle, a triangle with four angles, a curved flat space etc.
cannot correspond to anything, although by themselves the words "square",
"circle", "triangle", "angle", "four", "curved", "flat" and "space" do
make sense. But when combined, a mental clash occurs eliminating any
possibility of even imagining something associated with the combination.
(c) Fictional Objects : That What Deceives
Fictional objects2 like Hamlet are deemed not to exist, although in
Shakespeare's play called "Hamlet", the Prince of Denmark is a leading
character. Nobody versed in English literature agrees with the statement
nothing is aimed at when the name "Hamlet" is mentioned, but when asked
where Hamlet precisely lives, no answer can be provided ! He is not in
Denmark, nor does he "exist" in the text of the play named after him. But
when the play is actually performed, no member of the skilled audience
will have any difficulty identifying Hamlet. Likewise for mythological
figures. Although the Cyclops in Homer's Odyssey cannot be pointed
at, many drawings and paintings of him exist. Of course, nobody would say
the Cyclops "exists" because someone has drawn him, but if a child asks
what the Cyclops "really looks like", such a drawing does seem to give an
idea.
And what about objects of our imagination ? In the case of the unicorn, we
assemble two existing objects (namely a white horse and a large waved
horn) and this combination exists in our imagination. Sometimes these
objects are merely a private fantasy, sometimes they can -through
trickery- be made intersubjectively available.
Indeed, before recent times, the horns of a rabbit, the hairs on a fish,
the wings of a turtle, a unicorn or a pink flying elephant, etc. could not
be pointed at as moving and/or three-dimensional objects. But since the
advent of the 7th Art (Cinema), the development of the micro-chip and the
considerable advances in digital memory, things have drastically changed.
By rapidly projecting digitally manifactured pictures on a white screen,
any fiction conjured by our imagination may be generated on it. Even depth
can be manifactured. In that way, what used to be merely private
imagination, like a ship swallowed by a large whale, or a unique
historical catastrophe, like the sinking of the Titanic, etc. can be made
intersubjectively available "on screen" again and again. While these
images, so-called "special effects" and holograms, are nothing more than
tricks with artificial light, they may move us, influence us and prompt us
into action.
Fictional objects are either private or public. Dreams and personal
fantasies, ranging from the fruits of a fertile imagination to psychotic
hallucinations are not available to others. They can only be identified by
the subject to which they appear. Nobody else is available to grasp at
them. They nevertheless exist as fictional objects. Intersubjective
imaginal objects, like fictional characters, cinematographic objects,
artistic objects, collective projections or objects appearing as the
result of collective hypnosis, also exist because one can indeed aim at
them, but this identification is intersubjective, very limited in time,
unstable and, most importantly, based on a trick, i.e. an intended
deception.
This last feature should be well considered. Fictional objects exist
because a conscious agent intends to fool. To do so elaborate
trappings are introduced. These may be physical (mechanical devices like
statues with openings in them or with the ability to rock back and forth, as in
Ancient Egypt, or electronic systems, as in contemporary photography or
motion-picture technology), or merely psychological (as in suggestion,
hypnosis and placebo). Without this intent to trick, i.e. to misrepresent
reality, positing something which cannot possibly be there, fiction
would
not exist. This explains why in religious fundamentalism, certain forms of
art, or the mere act of taking a picture are prohibited ... Indeed, at
some point in its long history even the Catholic Church considered theatre as "the art of the
Devil" !
Summarizing : fictional objects are relatively
nonexistent objects.
(c) Relatively Existing Objects : That Which Conceals
Relatively existing objects are those apprehended by the normal
waking consciousness of most, if not all, human beings. These are sensate
objects and non-fictional mental objects. Their "normality" is defined
statistically (a majority apprehends them as they appear), normatively
(given all necessary conditions, they must be apprehended as they do) and
existentially (their apprehension is co-relative with this particular
psyche). They are mostly intersubjective, relatively stable,
nominal, conventional and independent of conditions put in place with the
explicit intent to deceive. They can also be intimate & private,
or reflective of automatic & unconscious activity. Except for
non-fictional mental objects (like accurate memories, the activity of
imagination, dreams, volitions, affects, thoughts and states of
consciousness), they are always shared with other conscious agents.
Although they change as a function of spatio-temporal conditions, these
alterations may be slow, small and nearly imperceptible, as in the extreme
case of a mountain, the life of a star or the existence of the universe.
They may be quick, large and obvious, their existence deemed ephemeral,
fleeting or transient, as is the case in climatic conditions or the position &
momentum of observed atoms. These objects define what we understand
by "normal" reality, one shared and delimited by others, and hence conventional.
These objects are not fabricated or manifactured by any human intent to
deceive others. They are what is nominally "given".
Among these conventional objects, some misrepresent physical reality
without the artificial intention to deceive. They may be optical illusions
one can eliminate, as when a stick immersed in water -merely appearing as
very large- is removed from the water. Maybe they cannot be turned around,
as the apparent daily movement of the Sun, actually the rotation of the
Earth on its axis, or a Hunter's Moon. Maybe these objects are no longer
validated by science, like caloric fluid flowing from hotter to colder
bodies. Among conventional objects, some temporarily represent existence
in a valid way. These are the objects of science. The validation of these
objects is defined by the principles of logic, the norm of theoretical
epistemology and the maxims of the process producing valid knowledge about
relatively existing objects (cf.
Clearings, 2006).
The objects of science constitute the valid paradigmatic knowledge of the
historical era in which these conventional objects appear. They represent
the common ground between experimentation and argumentation, between being
regulated by, on the one hand, an idea of truth focusing on the supposed
correspondence between theory and conventional objects, and on the
other, an theory of truth regulated by the idea of the consensus
between all involved sign-interpreters. A sign-interpreter is a conscious,
cognizing awareness operating signals, icons and symbols in a well-ordered
way, according to principles, norms & maxims producing meaning by way of
meaningful glyphs, or states of matter infused with information.
Besides misrepresentation, and the validity of scientific objects, all
relatively existing objects or conventional objects appear as existing
outside the subject apprehending them, cleaving an absolute
difference between the "I" and the "non-I", inviting the division
between "inner" and "outer". In this valid but mistaken view, they seem
independent, self-powered, and existing from their own side, by their own
"inner" nature, essence ("eidos"), substance ("ousia"), or own-form
("svabhâva"). But
as ultimate analysis proves, this is merely an appearance concealing
their suchness or that what they truly are. These conventional objects do
not appear as they truly are, and so conceal their ultimate,
implicit nature. This is the case for all fictional and conventional objects.
Even when the stick is removed from the water, and thus smaller than it
was when immersed, it still conceals its suchness. While (a) a deception,
(b) the subject of an optical illusion (immersed) and (c) a valid
scientific object, it seemingly does not depend on conditions outside itself to
appear as it does, independent & localized. It still manifests as an object
"out there", cut off from its
observer. This points to the ontological difference between, on the
one hand, nonexistent objects, fictional objects and conventional objects,
and, on the other hand, the real, ultimate, absolutely true nature of all
possible objects.
The Two Truths
found in the Buddhadharma express this fundamental division between a
valid, but mistaken truth, and a valid, unmistaken one. Science can
never move beyond validation. It has the greatest difficulty perceiving
where exactely it is mistaken. The dream of ultimate substance is dreamt so hard,
one needs a sharp blade, a clean-clear cut-through with the Wisdom Sword,
the Roar of a Snowlioness, to actually
clearly & distinctly understand the fundamental concealment conventional
objects present to conscious actors, i.e. percipient participators like
ourselves. To
awake from that dream a formidable mental tool is needed.
As ultimate analysis is an very strong set of argued and thus valid
propositions, it belongs to science. Formalizing the end of substantial
conceptualization as a whole, merely invites (does not
spontaneously lead to) the wisdom realizing the ultimate nature of all
possible phenomena. This invokes the very subtle conceptual threshold between
conceptualization and non-conceptualization. Ultimate logic leads to a
proximate ultimate, not to the ultimate itself. It leads to the
"ring-pass-not" of conceptual cognition as a whole, manifesting a thrust
towards "true peace", "nirvâna".
(d) Absolutely Existing Objects : That Which Is What It Is
These objects are apprehended by a mind no longer bewitched by the
illusion posed by conventional objects. Such a mind directly sees the
suchness of all phenomena, i.e. simultaneously apprehends how (a) all
observed events are interrelated and none is self-powered
and (b) all phenomena are processes, not substances. It apprehends
dependence and interconnectedness. Examples of these
objects are awakening (liberation
& Buddhahood),
and the clear lucid dream. The former is a total presence of suchness,
reality-as-such, absolute reality or the Real-Ideal, i.e. the radical elimination of all coarse, subtle and
very subtle obscurations of mind, causing the misrepresentation of objects.
The latter is a shared dreamstate, as when two or more people remember
-during waking hours- of having shared objects or having had a lucid
conversation with each other while both functioned in a lucid dream (a
parapsychological phenomenon not uncommon between disciple and guru,
between those seeking the light and those dispelling darkness).
What is truly there ?
This question seeks the truth-value of objects, whatever their status.
This is measured in terms of validity and the presence of a mistake. An
object is valid when it can be identified, apprehended or grasped by a
subject of cognition acting as object-possessor. An object is mistaken
when it appears differently as it truly is, i.e. when it is incorrectly
apprehended or misleading. Validity refers to the presence of objects. Hence, valid or
invalid objects may be mistaken or not. Indeed, valid objects (such as
those of science), may nevertheless be appearing differently as they truly
are. In fact, all fictional and conventional objects veil their true,
absolute, fundamental nature or suchness ("tathata") by the illusion of
own-form ("svabhâva").
● Absolutely nonexistent objects are invalid
and mistaken. They are invalid because nothing can be identified to
correspond to them, not even logically. Although we understand the words
"square" and "circle", the combination, i.e. a square circle is
nonsensical. They are mistaken because they appear to be something they
cannot possibly be. Indeed, although it seems the phrase "a triangle with
four angles" conveys some information, namely the presence of an object
with three angles which has four angles, it is impossible to apprehend or
imagine such a object at all. The phrase is therefore, to paraphrase
Carnap (1891 - 1970), merely a string of black dots on a white surface.1
● Fictional, relatively nonexistent objects,
are valid and mistaken. They are valid because, insofar as they are
public, one can point to them. But insofar as they are private, the act of
apprehension is private too and so only valid for a single subject of
experience (reality-for-me or the first person perspective). Fictional objects are mistaken because they represent
something which is not as it truly is and this in a definite degree, i.e.
by conscious deception.
● Conventional objects may be valid and
mistaken. They are valid because they can be identified as logical and
functional realities. Insofar as this validity is concerned, they are
scientific objects. But they are mistaken not because of any conscious
deception, but because they appear to possess a nature of their own
("svabhâva", "ousia", "eidos", "substance"), while they are truly other-powered, i.e. depending on
conditions & determinations outside themselves. This is what ultimate
analysis seeks to prove. Once established, it does not change the valid
appearance of conventional objects, but only removes the mental
obscurations or false ideation causing them to be experienced as
self-powered. The elimination of this ontological illusion or
substantial instantiation voids their ability to fool us and opens the way
to actually see their dependence, universal interconnectedness with other phenomena
& exclusively process-based nature.
● Conventional objects may be invalid and
mistaken. Invalid because they cannot be logically and functionally
identified, i.e. in no way apprehended by way of logic, argumentation and
experimentation. The caloric fluid theory of old, the four humours or the
epicycles at work in the Ptolemaic & Copernican models are good examples. These
objects of outdated scientific theories have been disproved and so
disbanded from the arena of paradigmatic scientific objects. These invalid
conventional objects are also mistaken, for regardless of the fact they no
longer function, they -just as valid conventional objects- posit
characteristics existing from their own side.
● Finally, among existing objects there are
those which are valid and not mistaken. Valid because they refer to
something every subject of experience can potentially identify and correct
because they appear as they are, i.e. do not conceal their truth. These
ultimate objects are nothing more than conventional objects apprehended
without any sense of self-power. Thus they simultaneously reveal
fundamental absence of independent existence ("tathata") as well as dependent arising ("pratîtya-samutpâda")
or universal interconnectedness. The objects apprehended by
the wisdom-mind of a Buddha are all of this category.
Nonexistent & fictional objects are not the first aim of ultimate
analysis. Nonexistent objects are not because their ontological and
epistemic status is irrelevant to the question at hand. Fictional objects
are not because their deceptive nature is apparent and so unconcealed.
Conventional objects are the prime target of ultimate analysis, for the
fact their true nature is veiled is not apparent. Quite on the contrary,
to the mind of Homo normalis, they are self-evidently existing
extra-mentally and substantially, i.e. from their own side. Their
accidents (qualities, quantities, modalities & relations) are deemed to
adhere to their own essences, and this inherent existence is self-powered,
i.e. isolated from conditions & determinations outside themselves. If
these objects really exist the way they appear to the deluded mind, then
it should be possible to separate the quantities, qualities, modalities
and relations entertained by these objects from their supposed
substantial core or essence ("svabhâva"). What remains after we remove all
the accidents from an object ? Objects can be logically identified and do
have functional effects. These can be found. But ultimate logic seeks to
prove no objects exists in accordance with our common ideas about them,
i.e. such own-form cannot be found at all. Remove its accidents, and the
object as a whole vanishes !
Both natural and artificial conventional objects are deemed to possess
characteristics independent of their observers. Indeed, we suppose these
objects exist even if they are left unobserved. And of course, on the
meso-level of reality, they do exist in a
logical and functional way. But not substantiall, i.e.
without being subject to change. Indeed, the pivotal feature ultimate
analysis seeks to disprove is the substantial, inherent permanency of
conventional objects. So in terms of ultimate analysis, the fact these
objects are found to be independent of conscious observers is not
problematic per se, but the notion this independence is somehow an inherent
feature of these objects is. Hence, inherent existence is the
proper object of negation, i.e. the core feature of objects ultimate
analysis disproves. The duality between objects & subjects is not a
target, for suchness is directly apprehended by a nondual,
non-conceptual, awakened mind.
Ultimate analysis leads to a first-order conceptual understanding of the
wisdom ("prajñâ") realizing
emptiness
("śûnyatâ"). Taking the conceptual fruit of this ultimate logic -inherent
existence- as the object of placement in a special Analytical Meditation
called "Insight Meditation" ("vipaśyanâ") or "emptiness meditation",
generates a wisdom analyzing emptiness or "special insight" (also called
"superior seeing"). This insight is "special" because, instead of reducing
or eliminating meditative equipoise, it actually reinforces the fruit of
Calm Abiding ("śamatha"). Indeed, this analysis strengthens meditative
equipoise (while all other analytical meditations hinder this).
Thanks to this superior seeing, a deep, higher-order conceptual insight
into the fundamental nature of all phenomena is realized. This happens by
way of Insight Meditation. This has four stages
: heat, peak, patience and Supreme Dharma, leading to the Path of Seeing.
At this stage, the
Bodhisattva enters the First Stage ("bhûmi"), becoming a "Superior
Bodhisattva" ("Ârya"), legitimately part of the Third Jewel, the Sangha.
"Kaśyapa, it is like
this. For example, two trees are dragged against each other by wind and
from that a fire starts, burning the two trees. In the same way, Kaśyapa,
if You have correct analytical discrimination, the power of a noble
being's wisdom will emerge. With its emergence, correct analytical
discrimination will itself be burned up."
Buddha
Śâkyamuni :
Kaśyapa Chapter Sûtra.
Note this superior insight is merely an approximation of emptiness, one
still contrived or forged by a generic, conceptual image, albeit a
higher-order one. Hence, ultimate analysis and its formalization as
ultimate logic is a way to end substantial conceptualization, but by
itself it is still conceptual. It leads to proximate emptiness, not to
emptiness itself.
"All of these practices
were taught
By the Mighty One for the sake of wisdom.
Therefore those who wish to pacify suffering
Should generate this wisdom."
Śântideva : A Guide to the Bodhisattva's Way of Life, IX:1.
To assist sentient beings in their quest for
liberation and
awakening, the
84.000 Dharma-doors are a vast treasure-house containing countless
methods. In the
popular view, morality
and meditation
are often identified with the
Buddhadharma as
such, and in certain schools (as in Zen), the practice of "zazen"
("sitting down") is
considered to be very important. However, ethics and spiritual
practice are central to many if not all spiritual traditions and so cannot
be identified with the Buddhadharma as such. Of course, the popular icon of the
meditating Buddha reinforces the idea the way of the Buddha is all about
meditation. And while meditation is indeed an essential tool, the
outstanding feature of Buddha's teaching involves a radical
transformation of the mind, a metanoia eliminating the mind's tendency
to reify its sensate and mental objects. Moreover, meditation walks hand
in hand with study & reflection.
As Śântideva says, establishing
wisdom-mind is the
central issue, and so all practices are for the sake of it. Such a mind,
and here the core of Buddha's view on wisdom comes to the fore, directly
apprehends the absolute, true nature of all phenomena. The distinction
between how things appear and how they truly are being the corollary of
understanding the mistaken apprehension of the conventional mind. This
"direct seeing" of the true nature of things also defines the difference
between the Buddhadharma and Western Criticism. In the latter, the
"Ding-an-sich" (Kant) is deemed unknown, for no mind beyond the
conventional mind is discovered. The teachings of the Buddha criticize the
conventional mind to awaken it to the reality of how thing truly are, i.e.
their suchness. This is apprehended by wisdom-mind, a level of mental
activity beyond the conceptual. This purely intuitive, direct and nondual
cognizing ends all possible labelling and naming, involving a total
apprehension of what is or suchness. This is always already and beyond any
categorization of phenomena in past, present and future. However, to
irreversibly enter this wisdom, the mind must be supple, clear and alert,
and this does not result from egological activity or self-cherishing, but
only from cherishing others ! The discovery of this essential preliminary
to wisdom-mind should be placed at the same level as the teachings on
emptiness, a point overlooked by Kant (1724 - 1804) and his followers, who actually
divided theory & practice, attributing a different "level" to each
(eliminating the absolute from science to reintroduce it in practice).
Indeed, another crucial point should be remembered. At the Second Turning
of the Wheel of Dharma, Buddha introduced his teachings on suchness hand
in hand with his view on
compassion. Why
? Without the latter, the mind remains engrossed by self-cherishing and so
not supple enough to truly understand and rest in suchness. Only
when the mind is acute and supple is it stable enough to "see" emptiness.
And self-grasping engenders a sluggish and rigid mind. Hence, the
fundamental insight offered by the Buddhadharma is the unity of emptiness
(suchness, wisdom, truth) and
Bodhicitta
(great compassion, method, form). Without the mind of enlightenment for
the sake of all sentient beings, the bird of awakening cannot fly.
This points to the limitations and
dangers of ultimate analysis.
Conceptually grasping at emptiness is nothing more than being attached to
a generic image, to an idea only meant to lead to the end of ideas. Such
attachment is not the same as realizing the benefits of such an image. The
act of grasping always implies connecting an idea to a self apprehending
it. As long as the self is cherished, and hence its emptiness or absence
of inherent existence is not fully realized, one acquires the idea of
emptiness in a substantial way. Then one cannot see the emptiness of
emptiness, but posits suchness as an ultimate substance. Truly
conceptually realizing emptiness means resting in the idea, allowing it to
burn all substantial concepts, the generic image and the self included.
That's why in emptiness meditation, the substantial identity of persons is
targeted before the substantial identity of phenomena.
Moreover, focusing on emptiness as some ultimate concept and not merely as
a ladder to be discarded as soon as suchness is directly experienced,
leads to nihilism, the wrong and extreme view positing nothing ultimate
exists. For if emptiness is deemed to "exist" as a void ontological ground
or "hypokeimenon" of all objects (and not as the ultimate truth or true
epistemic isolate of all objects), then all other objects a forteriori
do not exist. Without the direct yogic experience of emptiness, ultimate
logic may become a trap, a "dead" kind of suchness, a void not leading to
the Clear Light, but to the darkness of total absence. Instead of an
infinite potential, a absolute zero or nothingness ensues. This is like
corrupting the medicine !
Finally, meditating on emptiness without having first generated
Bodhicitta
brings about Arhathood or liberation for oneself only, hindering the
advent of Buddhahood or total awakening. Hence, ultimate logic is nothing
more than an excellent conceptual tool ending all substantializing
concepts, allowing one to see emptiness directly, without the mediation of
any discursive activity. Empowered by Bodhicitta, this seeing
automatically propels the mind to rest in "nirvâna",
true peace.
In this paper, the consecutive steps characterizing ultimate logic are
explained. The concept of instantiation will prove crucial in defining the
correct object of negation, inherent existence. When the six
instantiations of the ultimate logic proposed here have been clarified,
the two basic fallacies of any nominal mind can be adequately addressed :
the fallacy of substantial selfhood and the fallacy of substantial
phenomena. As the procedure of this ultimate logic only involves a
non-affirming negation, the fallacy of other-emptiness can also be
properly identified. However, to deny the possibility of an affirming
ultimate logic does not make the proposed non-affirming procedure
uncontrived. Indeed, the non-affirming ultimate logic defended here is
artificial, showing the defects of conceptual planning and manipulation.
Intended to only remove substantializing concepts, it is a mere
approximation, not a way spontaneously introducing the Clear Light of
direct yogic experience, i.e. uncontrived ultimate truth, which is
cognitive, but nondual and non-conceptual. Ultimate logic does not posit
the presence of the Clear Light, but neither does it deny this ! Hence, it
cannot be a doctrine calling for a set of axioms explaining suchness (as
in the Autonomy System, the Svâtantrika Mâdhyamaka). It does not define
identities, but consequences (as in the Consequence System, the Prâsangika
Mâdhyamaka). As a logic removing substantial instantiation, it merely
invites one to seek a substantial object, i.e. the correct object of
negation (as in the
Critical Mâdhyamaka of Tsongkhapa). Not finding it, it ends
ignorant conceptualization. Doing so, it is an adequate,
sufficient and necessary prelude to the direct yogic experience of the
original nature of mind.
1 The Primitives.
2.1 The Quantors :
: "there exists" : affirming object
x
momentarily exists ;
The actualizing quantor confirms A, or
x (x = A). A set of predicates attributed
to object x is present to the senses or the mind. This presence is
spatio-temporarily defined, and hence impermanent, i.e. featuring arising,
abiding and ceasing. Object
A arises when
its presence is identified or registered by a subject or subjects of
experience. It abides as long as this actuality, in all cases limited by
space & time, continues. It ceases when it can not longer be apprehended
or pointed at.
: "there is" : affirming persistent
existence of x ;
The existentializing quantor confirms
A. A set of predicates attributed to
object A is present to the senses and/or the mind, but these
predicates are merely accidents of the substantial self-identical core of
A, a universal of sorts
A, hence
A
A. With
A the
substantial or essential nature of A (As) is confirmed. If this
As
A changes, then A is not
longer A, in other words,
A can no longer
be identified as such.
: "for all" : universal quantor,
encompassing all objects of a set ;
The universal quantor confirms certain features (quantities,
qualities, modalities, relations) to hold for all objects targeted by it.
: "element of" : attributing
x as part
of a set ;
The belongingness quantor confirms certain elements to be part of a
family of objects or set.
: "no element of" : negating
x as
part of a set ;
The alienating quantor confirms certain elements not to be
part of a family of objects or set.
2.2 The Objects :
Ins : set of instantiations ;
Alog : set of all logical instantiations ;
Exx : the extensiveness of x : occasions,
events & entities ;
S : set of sensate objects : "sensate p's" of
taste, touch, smell, audition, sight
or the living body, the physical ;
Sz : sensate predicate z : Sα,
taste l Sβ, touch l Sγ, smell l Sδ,
audition l Sε, sight ;
M : set of mental objects
: "mental p's" of
volition, affect, thought, consciousness or the non-physical ;
Mz : mental predicate z : Mα,
volition l Mβ, emotion l Mγ,
thought l Mδ, consciousness.
P : set of functional processes ;
Sys : system or functional analysandum ;
O : set of occasions ;
E : set of events ;
En : set of entities ;
B : set of behaviours ;
C : set of conditions ;
Com : set of components ;
Sf : self, empirical, transcendental or higher (not necessarily
substantial) ;
2.3 The Logical Operators :
¬ : "no" : negation of x : "¬x" or "x is
not the case" ;
^ : "and" : conjunction of two objects : "x v y" or "x and
y" ;
v : "or" : disjunction of two objects : "x ^ y" or "x or
y" ;
: "as ... if" : implication of two
objects : x
y or "if x then y" ;
: equivalence of two objects : x
y or "x if and only if as y" ;
: union of two sets of objects ;
= : identity of two objects ;
≠ : non-identity of two objects ;
x = f(y) : functional, effective relationship between x and y
2.4 The Instantiations :
LA : logical instantiation of A ;
FA : functional instantiation of A ;
CA : conventional instantiation of A ;
Cf : "false ideation",
imputing
on A ;
As : substantial core of A ;
Ct
: "true ideation", negating
of A ;
2.5 Miscellaneous :
":" or "applies this" ;
? : questionable or weak proposition ;
?? : very questionable or invalid
proposition ;
! : strong proposition ;
‼ : very strong proposition.
2 Instantiation.
An instantiation is a representation of
an idea in the form of an instance, example or possible circumscription of
it. Suppose a single
item, piece of information (object
x).
When this unique, evanescent, transient event-continuum exemplifies a
general idea or category,
characterizing &
particularizing it, then and only then does object
x
instantiate that
idea or category. Categories of instantiations are discursive abstracts
instantiated by particular objects like
x.
Here, these abstracts
constitute the set
Ins
of all instantiations of the categories of ultimate logic
:
A
Ins, with
x
=
A.
The objects under analysis either belong to the set S of all
sensate objects or the set M of all mental objects.
This fundamental axiom is a rational starting point, inviting what is
paradigmatic in contemporary science, the set of all valid conventional
objects. The strict distinction between sensation and mentation,
substantialized in Cartesian rationalism, highlights the necessity to
differentiate between two types of objects commonly possessed by the
conceptual mind, describing cognizing consciousness in terms of objects
appearing to the senses (examples of the transcendental object of thought)
and those pointing to the internal activities of the mind itself, its
volitions, affects, thoughts and conscious self-reflections (examples of the
transcendental subject of thought).
The present methodology does not
wish to advance a monistic ontological interest a priori, reducing
the "concordia discors" of conceptual thinking to either material
or spiritual events. Neither materialism and its realism nor spiritualism
and its idealism should be given any advantage beforehand. To proceed to what is
uncommon and concealed, let us start with what is given to everybody.
Moreover, dualism breaks away from any monarchic presuppositions, causing
the reduction of objects and thus a voluntary mental limitation of scope.
In the West, this strategy may be an imperialist, ecclesiastical
(scholastic) remanence, but one unsuited to the dialogal logic of
conceptual thought as a whole. Dualism (2) is the first step outside the
monarchy (1) and opens op to (3) the trinity (by again duplicating itself)
and from there on to infinity (∞). Monism conceals a metaphysical
strategy, dualism an epistemological.
Rationalistic dualism (not to be confounded with Cartesian substance
dualism) is the most correct logical foundation for science,
definitely positioning itself against the tyranny of the monad,
turning the idea of the unity of science from regulative into
constitutive. Hence, logic itself is predisposed to duality, and this is
what the above statement tries to capture. Moreover, if
A
S
or
A
M
are a priori excluded from the axiomatic base, then ultimate logic
is crippled beforehand. Such a strategy, indicative of a logical prejudice
against either sensate objects or mental objects, would end a
comprehensive logical investigation. To
be consistent with transcendental logic,
both sensate and mental objects must be explicitly recognized
ab initio.
As this duality between a material object and a non-physical mentation is cultivated in terms of a
paradigmatic, fallible set of valid empirico-formal propositions of fact,
the present logic actualizes what is commonly known among all involved
sign-interpreters. Hence, the presuppositions of this analysis are limited
by the degree humanity has awakened hic et nunc, and therefore by
the historical limitations given when considering both the conventional objects of science and the limitless horizon of knowledge
still to be reached. The distinction between sensate and mental objects is
therefore a solid point of departure.
Kant's categorical scheme instantiates all objects of knowledge. For him,
a concept has only "sense and meaning" ("Sinn und Bedeutung")3 when it is
possible to experience an instantiation of this concept. Saying something
"exists" merely points to the categorical instantiation, the fact something
can be allocated to one of the twelve categories. This does not add
anything significant to the object. In other words, the term "existent" is
not a determining predicate belonging to the set of predicates
defining a concept. To say the Sun is a star, hot, radiating, etc. is
to attribute a string of predicates to the Sun. To then add the Sun
"exists", says nothing more than what is already known. "Being" should
never be added to the concept of a thing, for it is not a property,
nor a quality. Neither does it report any details about it. At times, this
verb and its variants behave as predicates, like in : "Unicorns don't
exist.", and then seem to report something not done by unicorns, namely to
"exist". In fact, each time, the verb is only qualified as a grammatical
or "logical" copula. Saying unicorns do not exist is affirming
there is no set of predicates named "unicorn", nothing more.
For Kant, the word "existence" only instantiates, designates or posits the
concept. So when the "existence" of something or someone is posited, the
totality of known predicates of a thing or an individual is affirmed,
adding nothing to it. To say the Sun "exists" means the Sun is a star,
hot, radiating etc., nothing more. When this existence is denied, the
whole set of predicates vanishes and the referent with it. An object is
what can be ascribed to it. To affirm object x "exists" is to
instantiate (posit) its concept, but does not instantiate the
richer concept "x exists". Every statement of existence ("there is",
or "there are"), only affirms about a concept it is instantiated, rather
than it exists. Any legitimate existential statement must contain
propositions of the form : "There is an x.", where "x" stands for a
determining predicate.
The synthetical propositions of science affirm there is such a thing as
"x" or "
x (x = x)", i.e. empirico-formal
knowledge articulates a mere connection between an object and a predicate
(cf. the scholastic "esse"). Hence, claiming object x has the
property of existence, i.e. the affirmation of existence ("existit"),
or
x, is unnecessary, for this adds
nothing more to our knowledge of "x", logically reduced to the set of
determining predicates, of which "existence" is not part. Saying "x exist"
merely asserts some property (quantity, quality, modality or relation)
instantiates the concept of x. It does not suggest the richer concept of
an "existing x", for the word "existence" does not add anything.
Although this strictly nominalist position is quite self-evident, its
clear and distinct features have not always been understood.
In the idealism of Parmenides (ca. 515 - 440 BCE), thinking the necessity
of the object of thought, the distinction between the logical
(predicative) and the ontological (existential) use of the copula
"is" was muddled. That something substantially "is" (or "Dasein")
was deemed not to be identical with what something
accidentally "is" (or "Sosein"). Properties (accidents) were considered to
exist apart from the "being" of the substances ("ousia") or
essences ("eidos") they describe. Moreover, he asserted, by introducing
the noun-expression "Being", further predicates of the verb "to be". As
from his substantialist point of view, not-being was pointless, only an
all-comprehensive "Being" could be posited. The latter was deemed
ungenerated, imperishable, complete, unique, unvarying and non-physical
... Plato (428 - 347 BCE) and Aristotle (384 - 322 BCE) would maintain
substances exist. Although the latter denied the existence of an
independent "world of ideas", he did consider the universals to exist in
the particulars.
"Then if there is not some other substance ("ousia")
besides those which are naturally composed, physics will be the primary
science ("proto episteme") ; but if there is a substance which is
immutable, the science which studies this will be prior to physics, and
will be primarily philosophy, and universal in this sense, that it is
primary. And it will be the province of this science to study being qua
being ; what it is, and what the attributes are which belong to it qua
being ("eta on")."
Aristotle : Metaphysics, VI, I.12, 1026a, my italics.
In the Early Middle Ages, during the so-called "battle
over universals", the ontological view prevailed. What was it all
about ? In the minds of Platonizing philosophers, the "reales",
there was an implicate semantic adualism between the name ("nomen")
of an object and its reality ("res"). This symbolic adualism did
not differentiate between an "inner" subjective state of consciousness and
an "outer" objective reality. It did not conceive the absence of certain
properties as not-being, nor did it attribute different forms of "being"
to objects. What Parmenides had called "Being", was to them an
all-comprehensive being-there standing as being-qua-being, a
universal "Dasein" present in all the individual entities of the natural
world (and their particular "Sosein"). In altered form, this view returned
in the phenomenology of Martin Heidegger (1889 - 1976), in particular
after "die Kehre".
For these ontological adualists, there is an implicit bond, reflection or
alliance between the mental and the extra-mental realm, between mental
states, words and the realities they posit. Words are more than merely
conventional ways to describe existence, they actually have the power
to convey the substantial nature of what they describe ("nomen est
omen"). This is the
case because words are not merely "flatus voci", or conventional
signs (signals, icons or symbols), but entities which -if true-
participate in substantial being. For Plato, an idea is a paradigm for the
singular things participating in it ("methexis"). Becoming participates in
Being, and only Being, as Parmenides taught, has reality. So true words
are empirical reflections of this trans-empirical, higher reality. For
Aristotle, the universal ideas are realized in particulars. True words are
abstractions realized by the active intellect on the basis of the
empirical data gathered by the senses and made ready by the passive
intellect. Hence, a direct, inherent correspondence exists or can be found
between words and reality (for Plato ontologically, for Aristotle
epistemologically). This view, called concept-realism, prevailed in
pre-critical epistemology. It can still be found today in various forms of
reductionism, verificationism, scientism and materialism. It has been
thoroughly deconstructed :
Towards a
Cybernetical Anthropology, 1993, Dutch, 113p - 183KB
Prolegomena,
1994, Dutch, 216p - 403KB
Knowledge and
Love-Mysticism, 1994, Dutch, 416p - 1.012KB
Knowledge,
1995, Dutch, 456p - 807KB
The Rules of
the Game of True Knowing, 1999, Dutch & English, 57KB
Clearings : On Critical Epistemology, 2006, English, 398KB
Behaviours : On Critical Ethics, 2006, English, 179KB
Intelligent Wisdom : from Myth to Nondual Thought, 2007, English,
443KB
Neurophilosophy of Sensation, 2007, English, 125KB
Sensations : On Critical Esthetics, 2007, English 204KB
Theory
& Practice of Philosophy, 2007, English, 180KB
Criticosynthesis, 2008, English, 1852KB
Emptiness, 2008,
English, 567KB.
The absence of a radical dualism between the inner mental realm (and its
conceptualizations) and outer reality, i.e. the affirmation of an
inherent correspondence between concepts and reality or between "verbum"
and "res", is what nominalism rejected. Or, as the Franciscan
Willem of Ockham (1290 - 1350) puts it :
"Although it is clear to many that a universal is
not a substance existing outside the mind in individuals and really
distinct from them, still some are of the opinion that a universal does in
some manner exist outside the mind in individuals, although not really but
only formally distinct from them. (...) However, this opinion appears to
me wholly untenable."
Ockham : Summa totius logicae, I, c.xvi.
In an epistemological context, strict nominalism refers to the fact the
word "existence" is a notion to be grasped in terms of various instances,
namely specific sensate & mental objects. It is not the case the
word "existence" does more than confirm the presence of the set of
predicates, while "non-existence" is indeed the absence of the set as a
whole.
The present formal exposition of ultimate analysis defines six categories
of instantiation, i.e. all possible singular objects of knowledge
A
are instances of one or more categories of the sextet of
logical, functional, conventional, substantial, absolute and existential
instantiations. The examples of instantiation
are identified as logical & mathematical entities, effective functions of
all kinds, conventional empirico-formal propositions relating to all
possible sensate and mental objects, material and immaterial substances,
ultimate objects or mere existential objects.
Realizing the absolute instantiation ¬
A
Ct
frees the mind from the substantial chains tying it the common denominator,
hindering & obstructing the emergence of the very subtle mind of Clear
Light (not to be confused with the very subtle conceptual understanding of
emptiness). As a
roaring lioness nearby, this insight, firmly cutting down the delusions of
the coarse and subtle mind, eventually invites the percipient participator
to contemplate the threshold of the non-conceptual, the banquet of direct
experience. With a
good heart, entry into the meta-nominal will be fluid, spontaneous &
steady. The honest rationalist can do no more than realize the wisdom
discovering suchness by study, reflection and meditation on ultimate
logic. But with a good heart, only then.
For only the interplay of conceptual and non-conceptual wisdom and the
sublime method of great compassion or
Bodhicitta,
guarantees the flight of the Garuda, the bird of Awakening !
3 Object A.
The
six categories
of instantiations of ultimate logic are discursive abstracts instantiating
A
as existing in some way or another.
The set
Ins
constitutes the set
of all instantiations
of ultimate logic (
A
Ins),
with
x
=
A
targeting sensate (
A
S = SA)
and mental objects (
A
M = MA).
x
(x = A)
A
.......... (1)
A
Ins :
A
S v
A
M
!
.......... (2)
The question of what SA & MA precisely are should
not be filled in beforehand. To avoid substance dualism, we should not
ab initio claim these objects to be two different substances (cf.
Cartesian dualism). To avoid substance monism, we cannot posit -as in all
forms of materialism- matter (physical reality) to be the
fundamental reality, reducing the mind to an epiphenomenon of the brain,
or to an emergent property of the latter (cf. ontological materialism). Neither can we affirm a
priori -as in all forms of spiritualism found in most religious
discourses- that the mind
(psychological reality) produces material phenomena, or posit the
ontological difference between both from the start.
On the one hand, materialist ideology, assuming all mental phenomena to be
functions or emergent properties of the brain, is challenged by quantum
mechanics (cf. infra). On the other hand, idealism cannot be harmonized
with the objectivity established by the common sense view on physical
reality, featuring nominal, conventional characteristics like spatial
extension, location, mass, velocity & impenetrability.
Sensate objects SA and mental objects MA are not characterized as
substances (or self-powered entities, properties or states), but as
elements of the set of
functional processes (P) which go the way of occasions (o1, o2,
... om).
A
P :
A
= f(oA1,
oA2, ... oAm) .......... (3)
Each and every
A
is characterized as a function of a unique set of occasions O
= {oA1, ... oAm}
making
A
unique. This set constitutes the continuum of
A.
Everything outside the occasion-horizon of
A
does not constitute
A.
Of course, certain occasions constituting
A
may also constitute
B,
while the occasion-continuum of each
A
remains unique.
A,
B
P : OA
≠ OB
.......... (4)
A,
B
P : oA1 = oB1 v oA2
= oB2 ... v oAm = oBm
..... (5)
(4) & (5) imply two objects have a unique occasion-continuum but
may share some occasions. While mass & momentum of each subatomic
particle, atom, molecule, etc. form a unique set, these objects
apprehended by way of sensation
may have identical mass or share the same momentum. While two mental
continua define a unique configuration of mental occasions, they may share
identical mental occasions.
But what are occasions ? Defining these as aggregates of phenomena, begs
the question What are phenomena ? If we then identify the latter as
sensate and/or mental objects designated by a
subject of experience, circularity cannot be avoided. Indeed, a subject of
experience is a conscious entity endowed with, taking possession of its
own sensate and/or mental objects, i.e. sensate and/or mental entities
appearing to a subject as extra-mental or intra-mental occasions.
To define occasion ox
we need phenomena, but defining phenomena leads us back to occasions.
Can we do more than accept ox
as a logical
primitive, a given ? In any case this is better than to a priori accept
sensate and/or mental objects are substances with a self-identical core,
i.e. an identity through time for any set of properties or states, in any
kind of material or mental particular. But perhaps an ontological
definition is to be preferred.
Following Whitehead (1861 - 1947)4
:
(a) occasion ox,
an instance of the set of
occasions O = {o1, ... om},
is an atomic actuality characterized by "extensiveness" (Exx),
(b) event ex,
an instance of the
set of events E = {e1, ... en},
is the nexus of occasions, and
(c) entity
enx,
an instance of the set of entities
En = {en1, ... enp},
is the nexus of events, while "entity" and "object" are synonymous.
ox
O :
ox
Exx .......... (6)
Events and entities are occasions interrelated in a determining way in one
extensive continuum, and an actual occasion is a limiting type of
an event with only one member.
The world is
built up of these occasions. Events are aggregates of occasions. Entities are
aggregates of events. Occasions are "atomic" because they cannot be
divided.
SA, MA
O :
oA
O
SA, MA
E :
eA
E
SA, MA
En :
enA
En .......... (7)
What all occasions
x
have in common, is their extensiveness Exx. This
extensive plenum of the continuum of each occasion can be :
(a) spatial : as in the case of geometrical
objects ;
(b) temporal : as in the case of the duration
of mental objects ;
(c) spatio-temporal : as in the case of the
endurance of sensate objects.
Logically, the crucial divide between sensate
objects SA
and mental objects MA is
the non-spatiality of the latter, in other words, the absence of spatial
extensiveness. Materialism must explain how public spatio-temporal
objects (like neurological activities) are able to produce private non-spatial
objects (like mental states) ? Non-monistic models need to explain how non-spatial
objects MA
can
produce changes in spatio-temporal objects SA
without violating physical principles (like
energy-conservation, the First Law of Thermodynamics) ?
Sensate objects SA
are defined by the parameters
of physics, in particular spatiotemporality, mass, force & momentum.
Mental objects MA are given by the non-spatial descriptions of
phenomenology, in particular sentience, intentionality, awareness &
introspection, giving rise to specific processes like volition, affection,
thought & consciousness. The events of materiality cannot describe the
events of mentality. The events of mentality cannot describe the events of
materiality. Phenomenologically, both events are asymmetrical and involve a
different characterization.
This calls for the difference between spatio-temporal
extensiveness
and non-spatial, temporal extensiveness, between public and privileged
access, between observable and non-observable, between indirect and direct
apprehension, between non-intentional and intentional, between an
analytical manifold and a synthetic unity of apprehension ("e unus
pluribum"), between
material exteriority and mental self-guaranteeing interiority, in short between
physical and non-physical.
These distinctions back the general criticism of materialism already
voiced by the Greeks. If all events are material, as for example
Democritus of Abdera (ca. 460 - 380/370 BCE) claimed, then how can atomism
actually describe atoms without in some way transcending them ? In
epistemological terms : how can the subject of knowledge be eclipsed
(reduced to the object of knowledge) hand in hand with an active
description of this procedure ? Analytically, there is a
contradictio in actu exercito at work. Although refusing the
subject of knowledge any actual existence, the
former is implied in the refusal ! Likewise, how can the object of
knowledge be reduced to the subject of knowledge (as in idealism) without
making knowledge purely subjective or intersubjective, i.e. not about
something ?
Moreover, given no materialist has been
able to establish, except ad hoc, how the extended gives rise to
the non-extended, i.e. how two different objects can be equivalent, the
difference must also be synthetically accepted. Without delving into the
mind/body-problem yet, we accept the subject of knowledge to possess two kinds
of objects, called SA and MA. The power of ultimate
logic is not affected by a possible reduction of mentation to sensation or
vice versa. But as we will see, both are deemed irreducible to one
another, and both refer to one another. The position mental phenomena are
ultimately physical, runs against the fact MA do not have any
physical attributes and cannot be detected by any scientific instruments
designed to measure physical phenomena. The position material phenomena
are ultimately mental, runs against the fact SA have
spatio-temporal attributes observable by scientific instruments.
At this point, three important
considerata are in place :
Firstly. The distinction between SA
and MA is not a blunt datum
"out there", as naive realism would have it, but is made in the
consciousness of a direct and unified cogitation. Although, on the one
hand, sensate objects SA constitute the objective side of the bipolarity of
this immediate experience of a totality of entities, events and occasions
and, on the other hand, mental objects MA are the subjective
side of the same organic apprehension, both are the two sides of a single
momentary process integrating the physical and the mental side of all
possible objects of experience or actual occasions in the actual direct apprehension at hand.
This happens in the process of concrescence characterizing each immediate
moment of actual cognizing activity. In this integrative process,
sensation is not before mentation (as in realism), nor is mentation before
sensation (as in idealism), for both are simultaneous in the direct
apprehension or experience at hand.
In other words, one cannot observe the world without mentation, for the
apprehension of objects is a cognitive act, and one cannot cognize the
world without sensation, for all cognitive activity is always about
something, and so presupposes an extra-mental object to be perceived.
Hence, both monistic extremes (materialism and spiritualism) constitute a
logical error. Nevertheless, differentiating this organic apprehension or
integral of sensation and mentation, brings about a valid distinction
between spatio-temporal sensate objects SA and non-spatial &
temporal
mental objects MA.
Secondly. Sensate objects are not instances of direct, theory-free
perception, for S(ensation) =
P(erception) . I(nterpretation), with I ≠ 1 (cf.
A Neurophilosophy of Sensation, 2007). Hence, although sensate objects
SA
-so must be think- do inform us about the objective state of affairs in
the world (for P = S / I), they are not a one-to-one representation of
the world, nor in perfect correspondence with it (cf. "adequatio
intellectus ad rem").
All facts are hybrids, constituted by a theory-dependent and a
theory-independent side (cf.
Clearings, 2006). Sensate objects SA
are co-constituted by mental objects MA.
Hence, only in a valid paradigmatic, standard interpretation (with I = 1)
-which is always a verisimilitude, never an actual absolute truth- may we
temporarily hold sensate objects to represent objective truth (for S = P).
But in every actual instance of theory-laden observation, this is never
the case, for I ≠ 1 pertains and so S
≠ P too.
This makes it clear both naive realism (materialism, or
reducing MA
to SA)
& naive idealism (spiritualism, or reducing SA
to MA)
are outdated, for based on a pre-critical concept-realism in conflict with
contemporary criticism, i.e. the principles of transcendental logic, the
norms of theoretical epistemology and the maxims of applied epistemology
(cf.
Kennis, 1995,
Rules, 1999 &
Criticosynthesis, 2008).
Thirdly. In traditional metaphysics, featuring essentialism, materialism
brings in the monad of matter. In a monism, the numerical distinctness
between objects does not bring about an ontological difference, for
all objects are deemed to be made of the same stuff, namely particles,
fields & forces. Dualism breaks away from this, introducing two
independent, irreducible principles. Pluralism more than two. So the
question arises : are these principles different or merely distinct ?
Classical dualism equates numerical distinctness with substantial
difference. While Descartes for example identifies the numerical
distinctness between "brain" and "mind" or more general, between "rex
extensa" and "res cogitans", he turns it into an ontological
difference. Not only are brain & mind to be distinguished on the basis of
their distinct functions (public versus private, manifold versus unity,
etc.), these distinctions are ontologized by shaping them into
substantial, ontological differences. For Descartes, body and mind are
two different ontological realities. Like in Platonism, a "chorismos"
is introduced, a cleavage defining the world by two different ontological
strands : a perfect world of being and an imperfect world of becoming. So
Cartesius (putting aside "God", his third, transcendent principle),
divides the world in mentality & materiality. Doing so puts the question
of the interaction between both centerstage.
In a Whiteheadian perspective, all objects are occasions involved in the
ongoing process of creative advance. Hence, although matter and
consciousness are indeed numerically distinct, and thus feature different
functions or operational roles, they are nevertheless not two different
substances. The world is not divided in "closed" substantial entities
(Leibniz' monadology being the extreme pluralist example of this
substantialism of old), but a unified continuum of occasions, events and
entities sharing common ontological features like being creatively
advancing actual occasions. While this is the fundamental, ontological
nature of all events, one negating the ontological difference between
them, objects do possess distinct operational functions and so can be
differentiated on the basis of these. Hence, while both SA and
MA have distinct characteristics, they are both events ruled by
the universal principles of creative advance & prehension. Their
distinctness does not lead to any ontological rift between them and hence
their possible interaction is less a "fundamental problem" than it was in
classical rationalism.
A is
either a sensate object
SA or a mental object MA. Featuring
properties, i.e. quantity, quality, modality or relation, these objects are not substances with a self-identical core. Their predicates
make out their existence, and there are no objects without this set of
designated predicates. Every
A exists either as a sensate property or
predicate (
Sz) or as a mental property or predicate (
Mz).
A(z) : A prop z
A
A(z)
A(z) : A prop z = Mz v Sz
.......... (8)
So given
x (x = A(z)) =
A(z), then we know a particular sensate
or mental property is also given.
A(z)
Mz v
Sz .......... (9)
With these propositions,
A has been
defined. The objects considered by ultimate logic are not substances but
processes. They are designated as continua of occasions & events,
combining to form entities. These are not self-identical states or
properties remaining permanent through time, but a string of momentary
occasions & events, bound together by spatial, temporal and
spatio-temporal characteristics defined by physical or mental conditions &
determinations. These sensate and mental objects are always objectified
hic et nunc as certain properties.
Providing a stipulative definition of
mental objects MA involves a phenomenological description.
Intentionality and introspection are part of the common denominator or
phenomenology of sentience :
● sentience : mere clarity & awareness, or
giving rise to something, making it into an object of engagement or
cognizing ;
● awareness : making something into an object
of engagement ;
● intentionality : being directed toward an
object ;
● introspection : conscious effort to examine
the contents of the mind.
Mental objects MA present themselves to an object-possessing mind, i.e. to
the experience of the mere arising and cognitive engaging with its
contents. The continuity of this experience is called the "mind-stream" or
the "mental continuum". This is always a subjective, first-person
experience, with each moment following from previous moments of experience
according to conditions & determinations inside and outside this
intra-mental stream. A "mental state" refers to all the components of the
sentient experience of a single person given by introspection during a
small time period.
Classifying mental objects MA we arrive at four categories :
volition (and compositional factors), affection, thought & consciousness. All objects instantiating
these have non-spatial, temporal extensiveness, privileged access, are
non-observable, directly apprehended, intentional, mental
self-guaranteeing, non-physical and feature a synthetic unity of
apprehension.
It is crucial to note conceptualizing MA can only happen by
means of a special vocabulary consisting of private indexicals (PI).
These words refer to components of mental states. This implies a special ostensive
definition featuring private access only. Moreover, PI are
completely defined by other words alone and thus private ostension is
coupled with semantic isolation. Indeed, PI are the only words available
to talk about human sentient experience. Hence, unless a human being has
actually experienced the referent of one or more PI, no
understanding of it is possible. Human imagination may try to conjure up
an image or feeling of something it never experienced, but nothing can
substitute an actual experience. This phenomenological uniqueness can not
be reduced or taken away. Private experience is private and thus not
intersubjective. Describing these states only conveys meaning if and only
if the experience to which these descriptions refer are shared in a
phenomenological sense, i.e. by way of first person experience. Saying
"This music is wonderful." has no meaning for somebody who never
experienced music and/or wonder firsthand.
Moreover, MA are always part of an individual mindstream and
appear as objects possessed by a first person. This "I", the core private
indexical, refers to the empirical ego or self (Sf), positioned at the
centre of the field of consciousness (Ic) and experiencing itself as a unity.
Insofar as Sf is viewed as merely guaranteeing the possibility of conscious
apprehension as such, it is identical with Kant's "transcendental ego", the unity of the
synthetic manifold of apprehension5. Empty, and merely accompanying all cogitations
of the empirical ego, it is "of all times", the apex of the structure of
our cognitive apparatus. In the transcendental mode of cognition, this
formal Sf has no self-experience and so does not directly witness itself.
In the creative mode of cognition, a higher Sf is introduced, one
witnessing the activities of consciousness from a panoramic perspective
and so highly self-conscious of all possible operations of which the
empirical ego is merely a series of instantiations. Such a higher Sf
introduces the possibility of a phase-change6 between the circular ego and
this bi-polar higher Sf. Hence, once the higher Sf has been integrated into
the field of consciousness, the latter has lost its solitary circular
structure, with the empirical ego in the centre of the circle, but
manifests an elliptical structure, with conscious awareness, like a
planet, defining an orbit around two foci of possible attention : the
empirical ego and the higher Sf. Conscious awareness is then able to
witness the complete field of consciousness from two different
perspectives, i.e. insofar as its actual contents hic et nunc are
concerned (ego) or insofar as the complete extent of this field is
envisaged (higher self).
Although the higher Sf is often reified (into an ontological
ego), neither the empirical ego, the transcendental
Sf or the higher Sf are
devoid of change or impermanent. They are merely actual, formal and
metaphysical functions of the sensate and/or mental objects at hand.
Indeed, one of the consequences of ultimate logic is to prove Sf is always
a function of its apprehended objects and not a separate entity
self-identical in time.
Sf is a process, not a substance :
Sf = f(MA ^ SA) .......... (10)
Consider sensate objects SA.
Sensations occur to a subject of experience,
and manifest as nose-consciousness (smelling), tongue-consciousness
(tasting), skin-consciousness (touching), ear-consciousness (hearing),
eye-consciousness (seeing) & the concert of these (cf.
A Neurophilosophy of Sensation, 2007). They represent the final,
"constructive" result of a process starting with naked, "unconstructed"
perception (at the sensitive areas of our senses), and ending (after
thalamic processing and projection into the neocortex) as sensate objects
SA.
|
Perception |
Sensation |
smell
chemicals |
nose-consciousness of
odours |
taste
chemicals |
tongue-consciousness
of tastes |
touch
ions channels (?) |
body-consciousness of
feels |
hear
mechanical energy |
ear-consciousness of
sounds |
see
electromagnetism |
eye-consciousness of
lights |
Sensate objects SA
appear as they do because of our interpretation (I) and, as long as conceptual
rationality is at hand, this cannot be put to rest or eliminated. This
"interpretation" is not "added" to perceptions. It is not something which
can, by some method, be subtracted from sensation to produce "pure"
perceptions. The famous cube of Wittgenstein comes to mind. It reminds us
two facts of observation depend on how the observing subject focuses
attention :

"To perceive a complex means to
perceive that its constituents are combined in such and such a way. This
perhaps explains that the figure can be seen in two ways as a cube ; and
all similar phenomena. For we really see two different facts. (If I
fix my eyes first on the corners a and only glance at b, a appears in
front and b behind, and vice versa.)"
Wittgenstein, L. : Tractatus
Logico-Philosophicus, 5.5423, my italics.
The association areas of the
neocortex process
the construction in which the sensate objects appear as entities
(cluster of events) with accidents (quantity, quality, relation, modality,
etc.) and this by a subject of experience naming and labelling them. Before
they "enter" these areas by way of thalamic projection, they have not been introduced to the
overall modular activity of the neocortex, the concert of interpretations
with an attention area mediating the will of the conductor. They have yet
no label and so no conceptual framework in which to appear. Once they
appear as sensate objects SA
to the various consciousnesses, the end relays of perception, the latter
has already been transformed into SA
through post-thalamic fabrication and interpretation, i.e. they are already possessed by
a subject of experience facing them as sensate objects of experience. In
this fabrication and interpretation, mental objects (theoretical
connotations), both conscious and unconscious, play a crucial role.
However, SA
are ostensively defined by pointing to the object the words of the
definition refer to. These words are public indexicals (PUI). They too are
always definable by description, but never completely by other words.
The description of PUI requires a normal ostensive definition, i.e. a
verbalization including at least one non-private component. Hence,
PUI can be intersubjectively validated, PI only privately. Another way to
put this is to say MA are only
intra-mental, whereas SA
always contain an extra-mental component in their description. The
ostensive definition of PI is a special form of the ostensive definition,
one not including public conceptualizations, but private concepts
only. This is a crucial divide between these two types of objects. Any
reduction of SA
to MA or vice versa, is doomed to
fail because of it. The mind
conceptually apprehends two and only two kinds of objects, positing the
fundamental difference between private and public access.
Let us dwell on this difference. There is an explanatory gap between
neural activity and consciousness, for the former involves PUI while the
latter can only be described by PI. Moreover, neural mechanisms are a
diversified manifold, and a "binding" of this multitude of neuronal
firings does not seem to trigger a neuronal equivalent of the
Sf, i.e. a
single cortical area referring to the unity of apperception and the felt
self-identity of conscious experience (although the prefrontal cortex
seems a good candidate, it still is a large and very diversified area). To
this "binding-problem" is added the asymmetry between private and public
access. Indeed, neuronal activity can be intersubjectively validated by
experiments and arguments, while MA can only be
described in terms of a first-person perspective. Nowhere in nature can we
witness a sensate object giving rise
to a mental object. So why would the brain be
different ? How can a system working in accordance with physical laws
described by PUI's emerge, cause or produce mental objects MA
only describable by PI's ? As no other physical object known to us suddenly
produces sentences containing PI's (given no computer has passed the
Turing Test), it is likely the brain does not cause, produce or emerges
consciousness (as materialism supposes). Such a feat is in contradiction
with logic (cf. the binding-problem and asymmetry) and with experimental
physics (no other physical system less complex than the human brain
produces PI's). Although this issue will be confronted elsewhere, it makes
clear the human brain and human consciousness are different entities (or
sets of events & occurrences). The complexity of the human brain is
co-relative to the complexity of private access but does not cause it.
While human consciousness makes use of and is influenced by the human
brain, both are different objects and should be studied as such. If ab
initio this is rejected, as in the materialism research program, then one
cannot expect to find more than what has been accepted ad hoc. Such
circularity is however logically unacceptable.
"When finally a brain stops acting altogether, or
decays, that special stream of consciousness which it subserved will
vanish entirely from this natural world. But the sphere of being that
supplied the consciousness would still be intact ; and in that more real
world with which, even whilst here, it was continuous, the consciousness
might, in ways unknown to us, continue still."
James, W. : Essays in Religion and Morality, Harvard
University Press - Cambridge, MA, 1989, pp.85-86, my italics.
Perhaps, as light hitting a prism transmits a spectrum of colours, the
human brain is merely a sensate entity transmitting MA's ?
Consciousness is then like the beam of light, diversified by the "prism"
of the brain ...
4 Logical Instantiation :
LA
Basically, a logical instantiation is
the affirmation of an object, or
A
A
and thus {oA1, oA2, ...
oAm}
{oA1,
oA2, ... oAm}. This is purely tautological and so no
contents are produced. Distinguish between a phenomenological
identification preluding a LA
and a logical instantiation LA
proper. The latter is analytical, meaning the predicates can be inferred
from their referent.
A phenomenological identification preluding a LA captures the fact every possible cognitive act identifies
something as a mere awareness of an object. This identification does
not involve physical or mental properties, but
the fact an object presents itself to a possible cognizer. This is
an apprehension without any naming and so not ending in
conceptualization ; for something is merely targeted and identified. So
although this identification does not involve a concept, it cannot be
realized without positioning an object in its environment.
Cognitive activity is impossible without this phenomenological
identification. It is a contradictio in terminis to posit
cogitation, but to deny this activity at least identifies objects
merely as what confronts the subject. Of course, it must be repeated,
this does not attribute properties, but is only a preliminary step to
proceed to designate sensate and mental properties. This phenomenological
identification is the minimum requirement necessary for conceptualization
to happen.
In Piaget's genetic epistemology, the first mode of cognitive activity,
namely mythical thought, involves two stages (cf.
Clearings, 2006) :
First substage :
-
adualism and only a
virtual consciousness of identity ;
-
primitive action
testifies the existence of a quasi complete indifferentiation between
the subjective and the objective ;
-
actions are quasi not
coordinated, i.e. random movements are frequent.
Second substage :
-
first decentration of
actions with regard to their material origin (the physical body) ;
-
first objectification
by a subject experiencing itself for the first time as the source of
actions ;
-
objectification of
actions and the experience of spatiality ;
-
objects are linked
because of the growing coordination of actual actions ;
-
links between actions
in means/goals schemes, allowing the subject to experience itself as the
source of action (initiative), moving beyond the dependence between the
external object and the acting body ;
-
spatial & temporal
permanency and causal relationships are observed ;
-
differentiation
(between object and subject) leads to logico-mathematical structures,
whereas the distinction between actions related to the subject and those
related to the external objects becomes the starting point of causal
relationships ;
-
the putting together of
schematics derived from external objects or from the forms of actions
which have been applied to external objects.
So in the first substage,
mythical thought is
adual and non-verbal. The only "symbols" and "forms" are the material
events themselves in all their immediacy and wholeness. It is
this non-verbal core, making the mythopoetic mind analogical. In
mythical thought, everything is immediate and the immediate is all. Before
the rise of language, mythical cognition is embedded in action and allows
for the distinction between an object & a subject of experience by being
conscious of the material, exteriorized schematics connecting both.
The first differentiation occurs when, on the level of material, actual,
immediate actions, the object is placed before the subject of
experience. This emergence of subjectivity implies the decentration of the
movements of the physical executive agent (the body), unveiling the
subject as source of action and preparing for the interiorizations of
pre-rational thought. By this foundational difference between the body &
the empirical subject, consciousness can be attributed to a focus of
identity (ego). Phenomenological identification of the body happens.
Mythical thought is non-verbal but actional. Nevertheless, actions are
triggered by a subject conscious of a whole network of practical and
material actualizations, although without any conceptual knowledge, but
only through immediate, exteriorized material schemes.
Mythical thought has no semiotic functions, but it does -in its second
substage-involve identification. This is what the phenomenological
identification tries to capture. In the first stage, only a
virtual consciousness of identity and a
quasi complete indifferentiation between the subjective and the objective
was at hand. Identification was therefore only virtual. But as soon as the
first decentration happens, the distinction
between the subject and its apprehended object is generated, and with it a
phenomenological identification. This identification remains within the
confines of myth, for it has no conceptual means to express itself.
Nevertheless, this sets the stage for the next mode of cognition,
pre-rational thought and the rise of the first elementary conceptual
constructs.
The moment a subject of experience, apprehending or possessing an object
of experience, conceptually designates it, a logical instantiation is at
hand. But only one type of conceptualization is possible here, namely
analytical concepts, of which logical & mathematical objects are clear
examples.
In ultimate logic, consistent with formal logic, three analytical relationships are conceptualized :
identity, negation and excluded third.
LA :
A
A
LA :
A
≠ ¬
A
LA :
A
v
¬
A
.......... (12)
When an object is identified, it has been isolated from what it is not and
nothing else is given except the object itself and what it is not. These
propositions are analytical in a classical sense. Hence, ultimate logic
presupposes a classical calculus.
5 Functional
Instantiation : FA
Firstly, functional instantiation
FA
always involves a synthetic object.
Such an object
A
always calls for a non-tautological expression, one adding
a public indexical (PUI) to its empirico-formal description. Hence, the
predicates of such an object cannot be derived from the object itself.
That a triangle has three angles can be derived from analyzing the concept
of a "triangle", just as the absence of corners is given with the idea of
"a circle", i.e. an infinite series of points at the same distance from a
common (central) point. Basically, these expressions are of the format
A
A.
But the function of a cup as a container to drink something
out, is not given when apprehending a cup.
Secondly, functional instantiation
FA
always relates, connects or associates a
non-analytical object
A
with other objects x, y, ... in a functional, efficient way, i.e. one
involving an effective determination or lawful connection of some kind (like efficient
causality). For example, a cup is functionally related to the activity of
pouring in liquids, drinking them, etc. A cup never containing anything
and so not used to drink anything out is of no actual use. It performs no
functions typical for a cup. Putting sand and a flower seed in the cup
gives it another function, and thus another functional instantiation.
Breaking the cup in a hundred pieces ends its functionality as a container
of stuff ...
FA
:
A
= f(x, y, ... z) ......... (14)
Thirdly, functionalism refers to any synthetic object
A
as a system (Sys) or functional analysandum.
The set of all analytical objects (Alog)
contains no systems, and so, a contrario, all non-analytical,
synthetic objects are systems.
A
Alog
Sys A ......... (15)
It should be possible to view
A
as consisting of systematically organized parts, a rather undemanding
requirement.
Fourthly, Sys A is functionally defined by behaviour, conditions
& components, the sets, B, C and Com.
● Let us first limit Sys A by
introducing a set B = {b1, b2, ... bm},
corresponding to the efficient characteristic functioning or behaviour
of
A
(cf. Skinner's "overt behaviour"). Each element of B consists of a
number of elements yielding information about a part of the functional
state of Sys A. The description of the characteristic states and
behavioural repertoire of Sys A tells us under what description
Sys A is to be defined.
● Next, there is a set C = {c1,
c2, ... cn}, consisting of all conditions
necessary for Sys A to remain in states given by B. C
therefore contains processes discovered or postulated to explain each and
every b1, b2, ... bm.
● Functional analysis also calls for set
Com = {com1, com2, ... comp},
containing all structural components associated with each element
in C.
For example, if Sys A is "the health of the human organism", then
surely b1 is "an adequate circulation of blood", c1
is "the pumping of the heart" and com1 is "the heart". To
define "adequate", b1 can be further analyzed.
All B-terms should be precisely defined using a high level of
abstraction and a hierarchy of descriptions ranging from specific and
detailed descriptions at the bottom to abstract and general descriptions
at the top. The bottom of the hierarchy can then be defined as a
description enabling one to determine whether two systems act identically
under the same conditions. Set C cited to explain B depends
on the precision with which B is defined. Moreover, several c's can
explain one b, while set C is crucial in any functional analysis.
If B refers to the ideal state of Sys, then C
explains how to stay therein. C is the conditional model of
the behaviours cites in B. Set Com of structural components
is related to C in the same way C relates to B.
Several elements cited in Com may explain one c, and a descending
order of subordinate c's may ramify before meeting their structural
realizations as given by Com.
Objects are functionally connected because a valid efficient operation
between them is possible. Of course, identifying
A
is impossible without first establishing LA by identification
A
A, but moves
beyond this by functionally associating
A
with objects x, y, ... z, explaining which functional operations define
A
in operant terms.
FA
:
A
= f(x,y, ...)
{
Af(x)
v
Af(y)
...
Af(z)} ......... (16)
LA could be defined as the case of a single function
(namely logical identification), while the absence of an object (¬
A)
could be defined as absence of functionality.
FA
:
A = f(x = 1)
A
A
LA
FA
:
A = f(x = 0)
¬
A
......... (17)
A
is a system with a set of particular behaviours B, a set of conditions C
allowing to sustain B and a series of components Com
executing conditions C. The question rises how extended the
hierarchies of B & C may be ? Is there a limit to the
divisions & subdivisions ? If, for example, we explain b1 with
c1, c2 & c3, can we then subdivide c1
in c1a, c1b & c1c and then c2
in c2a, c2b, c2c, c2d
etc. ? And can functions be subdivided in subfunctions and subfunctions in
subsubfunctions etc ?
Two possibilities : either the division of functions into subfunctions and
subfunctions into subsubfunctions etc. has a "natural" infimum
(the
bottom limit), or further functional divisions are always possible ad
infinitum. That some functions may be divided in smaller functional
units is clear. But this logic avoids assuming infinities and this until nothing
else is possible.
FA
:
Af(x)
>
Af'(x') >
Af"(x")
>
Af"'(x"')
...
>
Afλ(xμ)
FA
:
Af(x)
>
Af'(x')
... >
limλ to ∞
Afλ(xλ)
? ......... (18)
In the first line of (18),
λ is a
definite bottom limit of
a final function
xμ. Not imposing a limit on these subdivisions gives
Afλ(xλ),
with
λ tending
towards infinity.
Science exclusively operating LA & FA (a strict
nominalistic science), attributes inherent existence to mental objects MA
& sensate objects SA insofar as realist & idealist as if
methodologies respectively require. In their outlook, they are
functionalist and do not assume any reification whatsoever, working only
with (functional, effective) processes, not with eternalized substances.
The effectivity of functionalism demands a functional analysis of the
working conditions & operating determinations of processes. Unfortunately,
such strict nominalism runs against the nominal conditions of
conventionalism and its instantiation.
6 Conventional
Instantiation : CA
Transcendental
logic, covering the principles of conceptual thought, identifies,
organizes and proves to be correct a concordia discors. It
presupposes its transcendental object of all possible conceptual thought
to be knowledge about something. On the side of the transcendental
subject of conceptual thought, knowledge (in the form of hypothesis &
theories) is apprehended as
appearing in a community of intersubjective sign-interpreters.
Theoretical epistemology, covering valid conceptual empirico-formal
propositions, addresses this "about something" in terms of the norms
of conceptual knowledge. To conceptualize the possibility of knowledge,
facts must be more than intra-mental events. We must assume they
also correspond with reality-as-such. If not, objectivity would not be
clearly established. In that case, conventional knowledge would merely
remain intersubjective and objectivity would be nothing more than a
shared opinion ("doxa"). Moreover, if we deny conventional knowledge a certain kind
of access to absolute reality, namely via the
theory-independent side of facts, then the possibility of
valid conventional knowledge itself cannot even be thought ! Practical epistemology, focusing on knowledge production,
goes further down the hierarchy to discover the maxims of actual
knowledge production and the importance of testing & experimentation
(besides, on the side of the subject of knowledge, dialogue &
argumentation). In their actual scientific practice, scientist act as
if facts correspond to a reality independent & separate from their
theories. Although the strict nominalism of the critical philosophy of
science rejects the reification of facts, in their actual
research-practice, scientists are realists, whereas in their actual
argumentations, they behave as idealists.
So although science, to satisfy strict nominalism (Criticosynthesis,
2008),
should operate with logical and functional instantiations only, classical
scientific methodology -based on Newtonian physics-
presupposes independent & separate objects to truly exist from
their own side (
A).
Indeed, for the last two centuries, scientific methodology has been based
on what happens in classical physics. And in this classical approach,
reification belongs to the order of the day. Astronomy, chemistry &
biology took the Newtonian model for granted. Even in psychology,
sociology, economy, anthropology, etc. Newtonian thinking was equated with
"scientific" thinking per se !
At the end of the XIXth century, Lord Kevin, were it not for "two
clouds", deemed (Newtonian) physics to be completed. Both the experiments
of Michelson and Morley (proving the speed of light c to be a constant and
the ether to be non-existent) and the ultra-violet catastophe (showing
radiation to be discontinuous) would revolutionize physics. The one led to
special relativity and the other to quantum theory. These new valid
theories brought the era of classical physics to an end. Classical
methodologies also came under review ... But because of the Copenhagen
interpretation of quantum theory (launched by Bohr), it seemed as if
common sense reality could somehow "be saved" from the "insanities" of
quantum theory. By dividing the world into two strands (a micro-level
versus a macro-level), disciplines still based on classical physics
(like chemistry, biology, neurology etc.) could continue to operate as if
nothing was happening. Finding the quantum view unacceptable, prominent
scientists (like Einstein) virulently fought it. Others tried to
"complete" it by harmonizing it with a classical view on physical reality,
one accepting independence & locality. It took more than half a century to conclude
these efforts failed. And by proving quantum theory correct, quantum
physicists discovered more weirdness (cf. the EPR-thought experiment,
Bell's theorem and the Clauser & Aspect experiments). In fact, a return to
the classical "rational" picture of physical reality was made impossible
...
On the one hand, the reluctance of quantum physicists to be inclusive,
i.e. accepting the whole universe to be ruled by quantum physics, and, on
the other hand, the internal tensions between Einstein's relativity and
quantum mechanics, explain why an important science as neurobiology has
not yet incorporated quantum realities, although the tide is turning ...
The XXI century will be the century of consciousness, finally
incorporating the subject of knowledge into the equations of quantum
physics (quantum theory incorporating relativity).
At the meso-level (covering so-called everyday, nominal reality), valid
conventional knowledge or common sense empirico-formal propositions about
objects must embody an object deemed to
possess a status independent from the subject of knowledge. Besides
theory-dependent, scientific facts must also be thought of as theory-independent.
This is not a given descriptive fact, but a necessary norm of theoretical
epistemology. If we do not accept it, we
cannot conceptualize objectivity clearly and distinctly. In that case, the
"real" merely seems a form of subjectivity & intersubjectivity (as in
naive idealism). Moreover, at this meso-level, valid conventional
knowledge not only describes an object as independent (possessing
its properties in and of itself), but also as separable from other
objects (so it can abide in an isolated state where no other
object can exert any force or influence on it). These findings of
normative epistemology are themselves based on transcendental logic,
operating a traditional formal calculus (identity, non-contradiction,
excluded third).
Valid conceptual thinking must integrate this independent, separable
nature, this tenacity of the obstructed worldly spaces of all
transient arisings, abidings and ceasings. This is the reason why,
according to Tsongkhapa7, conventional science (at this meso-level) is
valid but mistaken. It is valid (in a worldly kind of way) because
conventional reality appears or seems to harbour independent, isolated
objects, and allows one to function with these objects. It is mistaken,
because a deeper, ultimate analysis shows they do not appear as they
truly are, i.e. we are mislead in believing objects, concealing their
true nature, are as they appear. When probing deeper, objects (a) do not
possess their properties from their own side (but only when interacting
with an observer) and (b) are not isolated from all other objects.
In Newtonian physics,
the "classical" conditions of independence and locality are satisfied.
Even for Einstein, physical reality cannot be completely understood if
these two conditions are violated.
"I like to think the Moon is there even if I am not
looking at it."8
Albert Einstein
At the macro-level (covering planets, solar systems, stars, galaxies and
the universe as a whole), we see distant stars brightening the night sky.
They seem to exist "out there", independently from us. But the
light of some very distant stars seen today, was emitted before they went extinct millions of years
before humanity entered the scene ! The universe is indeed gigantic. Of
course, these vanished stars are deemed to exist before they went extinct
and before any human was -in principle- able to observe them. Most meso- and macro-phenomena observed
by sciences adhering to the classical view seem to psychologically
and so (inter)subjectively confirm they do not vanish each time nobody
observes them. At these levels, phenomena usually display a stability of
determinations and conditions with a lifespan exceeding that of any human
observer. A concrescence of events with outstanding
"kicking" and "kicking back" (cf. Popper). So mountains seem perennial and
walls solid.
Independence implies objects possess their properties without being
observed. Locality means a reasonable definition of reality must expect
particles to be "Einstein-separable" or "local", meaning no
faster-than-light signalling between them is possible.9 Is this a correct
description of physical reality as a whole, or merely an approximation valid at the
macro- and meso-levels only ? In
fact, the macro-level is made of the
meso-level, and the latter is made of molecules & atoms (an atom, having a
diameter of ca 10-8 cm, is the smallest particle of matter that
cannot be taken apart by chemical means). The macro-level rests on the
meso-level. The latter rests on the micro-level, the level of fundamental
physical reality !
At this micro-level (covering very small objects like proteins, molecules,
atoms and subatomic particles), ruled by quantum mechanics, puzzling
phenomena happen :
(a) the question an observer asks about the phenomena observed, determines
the answer the apparatus gives, and hence the properties of objects also emerge
as the result of observation, refuting naive realism and turning the subject
of knowledge into a wavefunction-collapsing observer,
i.e. an observer-participant ;
(b) quantum phenomena are not restrained by locality. Once two particles
are entangled they continue to be linked, even when "Einstein-isolated".
Remark :
In Newton's system, mass & momentum were in tune with our common sense.
Macroscopic objects behaved in ways we could visualize. Although Newton
was not clear how the force of gravitation travelled in empty space, XIXth
century physics was satisfied and projected to solve all major problems.
But with Maxwell's introduction of the notion of "field", this common
sense take on physical objects started to evaporate. With relativity and
quantum mechanics this became even more the case. Physical objects were
identified by formal equations and their properties derived by
mathematical manipulations. The question rose : What do these equations
describe ? Answering this initiated the quest for the correct
interpretation of the formalism. And although the one given here is
possibly correct, the complexity of the subject allows other views to be
equally possible, although perhaps less convincingly. However, this short
digress into physics offers interesting parallels with ultimate logic.
In 1932, John von Neumann10 was the first to claim the only legitimate
language of physics is quantum theory. He recognized measurement involved
(a) an discontinuous, indeterministic transition from the quantum system
before measurement to the state after measurement (the
so-called "collapse of the wavefunction" or "reduction of the state
vector") and (b) the continuous, deterministic evolution of the measuring
system in response to the collapse, described by the time-dependent
Schrödinger-equation.
The collapse of the wavefunction brings in the
"measurement problem", or "quantum enigma", for before measurement
particles have no definite location (are delocalized over the whole
experimental arrangement) and do not exist as discrete entities,
but merely as mathematical abstractions in a state of superposition.
They causally interact with the measuring device and then turn into
objectively real, elementary building blocks of the physical world. The
measuring device (the observer) is given a crucial, central role. Without
observers, there is no physical reality ! Of course, this does not mean
that by measuring we choose what kind of physical reality we would like to
perceive. The influence of the observer goes not beyond choosing the
measurement arrangement.
The role of the observer is to make particles real.11
Of course, once the probability-wave collapses, independent
reality seems again established and Schrödinger's equation offers a
dynamical evolution. But before this collapse, a state
of superposition is at hand, making the outcome depend on how the observer
observes and poses the question (cf. the structure of the experimental
setup). Once the state is observed, this superposition vanishes and an
objective situation seems to be at hand. Common sense is again possible,
for the object is either corpuscular or undular, no longer both ! The
object is again somewhere (or going somewhere), and not everywhere !
This interpretation of quantum mechanics ran against what Einstein considered
to be a reasonable definition of reality. For him, basing his
metaphysics on Spinoza's Deus sive Natura, it showed
quantum theory was incomplete. Reason demanded observer-independent, local
objects.
"This theory reminds me of the system of delusions
of an exceedingly intelligent paranoiac, concocted of incoherent elements
of thought ... If correct, it signifies the end of physics as a science."12
- Einstein.
Einstein wanted to find out how nature is.
"Physics is an attempt to grasp reality as it is
thought independently of its being observed."13 - Einstein.
Pragmatists like Bohr & Heisenberg could not care less.
"... the task of physics is not to find out how
nature is. Physics concerns what we can say about nature."14 - Bohr.
"... what we observe is not nature in itself but
nature exposed to our method of questioning."15 - Heisenberg.
The best established physical theory of all times, covering phenomena like
the Big Bang, lasers, transistors and magnetic resonance imaging (MRI), integrates
decision (in terms of the description
of the experimental arrangement) and points to universal connectedness
(or interdependence) ! By doing so, it stopped being a common sense,
conventional theory of science ...
"Sanity, I submit, is not a canon of science."16
- Schwinger.
In principle, quantum mechanics applies to the whole universe. This
is the position of the inclusivist school, with as leading exponent
Stephen Hawking. Niels Bohr and those adhering to the Copenhagen
interpretation of Schrödinger's wavefunction understand physics to be
based on complementarity, which states nature is too subtle to be
described adequately in any single viewpoint. This latter school has come
under severe attack, for how to objectively demarcate quantum and
classical realities given mathematical abstractions somehow turn into
concrete realities ? A solid boundary between quantum and classical seems
missing.
It becomes increasingly clear only
technological limitations disable us to display quantum phenomena with
large objects. If this is the case, then the Copenhagen interpretation of
Schrödinger's equation can no longer argue
a clear separation -essential to its view- between the micro-, meso-, and
macro-levels of conventional reality. With contemporary technology,
individual atoms can be directly seen as dust motes in a sunbeam, and they
can be picked up and put down (cf. the scanning tunnelling microscope). IBM
has had its name spelled out by positioning thirty-five argon atoms ! So
atoms (micro-level) do seem as "real" as little marbles (meso-level). To
study the Big Bang, cosmologists write the Schrödinger wavefunction for
the whole universe (macro-level). Newton's formula of gravitation is merely an
approximation of the Schrödinger-equation valid for objects at the
meso-level.17
A philosophy of physics needs to know as precisely as possible what
"physical reality" is all about. We cannot be happy with approximations.
How to define "reality" ? While most physicists only reluctantly abandon
naive realism, they do try to save "scientific reality" by defining it as
the existence of objects of knowledge existing and acting independently
of the knowledge of them. In physical terms this means objects are
deemed to be locally Einstein-isolated, implying they interact with other objects
by way of physical forces travelling at speeds limited by the speed of
light. All received and exerted influences cannot move faster than the
speed of light. If such influences happen, special relativity forces us to
consider these as examples of actio-in-distans or, as Einstein
called them : "spukhafte Fernwirkung", "spooky action at a distance."18 As
no speed higher than the speed of light is possible, such voodoo forces
would be instantaneous (or higher than the speed of light).
Inclusivism has the winning hand.
Unfortunately for Einstein and the Einstein-Podolsky-Rosen
thought-experiment, John Bell mathematically derived that if two objects
possess their physical properties without being observed (naive realism)
and they are separated from each other so events happening to one cannot
affect the other (local reality), then certain observable quantities
necessarily have to be greater than or equal to other observable quantities.19 This
experimentally testable prediction derived from Bell's theorem is called
"Bell's inequality". So if in an actual experiment, certain observable
quantities are not greater than or equal to other observable quantities, then
one (realism or locality) or both (realism and locality) must be wrong.
Quantum mechanics predicted Bell's inequality would be violated. The actual experiment would determine the outcome.
In the worse case scenario, if both realism and locality are wrong,
then conventional reality lacks independent nature and is
non-local. If realism or locality are wrong, then conventional
reality is either observer-created or non-local. A situation
allowing the world to be real (independent) and local (separate)
does not occur ! The common sense, "classical" view on reality, allowing for an independent
object of knowledge (one possessing its properties from its own side) able
to isolate itself locally from other objects is seems lost.
More concrete, Bell's theorem proves the properties of objects in our
world have either an observation-created reality or a universal,
instantaneous connectedness, or both observation-created reality and
connectedness. Bell's inequality is an experimental tool offered by
impeccable logic consistent with all known physical laws to decide whether
basically (at the micro-level), the totality of physical phenomena can be
interdependent and non-local or either independent or non-local. The
common view assumes real sensate objects exist as independent objects possessing
their properties and existing isolated. They do not emerge as the
result of the contact made with an observer and they are not
instantaneously connected. In all cases, this common view is wrong.
Henri Stapp rederived Bell's inequality without using the naive reality
assumption in his equations, showing an experimental violation of the
inequality would demonstrate the world lacks separability, leaving naive
reality an open question.
In the early 1970s, John Clauser showed Bell's inequality to be violated,
an experimental outcome confirmed by Alain Aspect a decade later.20 The
violation found in the experiment was by exactly the quantity
predicted by quantum theory ! Bell's theorem and the experimental
confirmation of Bell's inequality makes it clear all future theories
must also describe conventional reality without separability or local
reality. Moreover, this non-local interconnectedness has been
demonstrated for distances over more than one hundred kilometres, while
quantum theory extends it over the entire universe.21 Any two objects ever
interacting are forever entangled. The behaviour of one instantaneously
affects the other ... This actio-in-distans goes beyond what is
considered physical forces (gravity, electro-magnetism, weak and strong
nuclear forces).
The logic used by Bell & Stapp and the experiments by
Clauser and Aspect confirm ultimate analysis of SA, identifying a
wrong ideation Cf, causing a false designation to bewitch the
mind and its cognitive operations, namely one identifying mental and
sensate objects as self-powered and substantial (independent -
A)
and allowing objects to become isolated from other objects. The
common sense description of the world, one affirming reality and locality
is not possible. The validity of empirico-formal propositions of
conventional science cannot be known with certainty. But it was possible to
know by way of experiment if all future and better theories must describe
a fundamental reality without separability. This is the case. The
micro-level of conventional reality does not accommodate both naive
realism and local reality.
What are the salient features of this interpretation of the formalism ?
1. the co-determining influence of the observer on the observed in terms
of making particles "real" by observing them (refutes naive realism) ;
2. the nonseparability of the micro-level from the meso- and macro-levels
(refutes the division in separate, "complementary" ontological strata) &
3. the universal connectedness between all physical objects (refutes
locality).
Quantum mechanics is not
a "classical", common sense theory of fundamental reality. It has
nevertheless been confirmed countless times. At the most fundamental
micro-level of physical reality, independence between object of
knowledge and observer seems lost. Locality is also absent.
Quantum theory, the theorem of Bell and the experiments of
Clauser & Aspect, invite an interpretation of reality in which the building-blocks of sensate objects SA do
not possess their properties
in and of themselves, from their own side, i.e. inherently, neither do they
exist separate from other quantum states !
This turns quantum
mechanics into a physics confirming Buddha's ultimate analysis,
bringing emptiness (absence of inherent properties) and dependent arising
(non-locality) to the fore. Firstly, to confirm absence of inherent
existence, i.e. emptiness ("śûnyatâ"),
is another way of stating sensate objects are not self-powered, but
other-powered. Because the observer makes the wavefunction collapse by
observing, thus turning a particle "real" in the conventional sense, the
physical properties of the fundamental building-blocks of sensate reality
depend on (a) the abstract probability-wave before the
collapse and (b) the action of observing them, making the wave collapse.
Hence, the "real" properties of these particles are co-dependent on
something outside them, eliminating self-power and autarchy. Secondly,
finding no Einstein-separate particles, and thus allowing superliminal
speeds22 and "actio-in-distans", confirms the interconnectedness of
these fundamental building-blocks of sensate reality. At the micro-level,
entanglement is a fact and non-locality a given. This universal
interconnectedness is but another way to define dependent-arising
("pratîtya-samutpâda").
Despite dependence & non-locality at the micro-level, meso- and macro-objects
of sensation continue misleadingly to appear as (a) possessing
properties from their own side, independently from their observers, and
(b) isolated from other sensate objects, i.e. cut off and separate from
their observers. The macro- and meso-levels of conventional reality
conceal the micro-level, and so appear differently as they are
at a more fundamental level of analysis. This allows us to say
conventional sensate objects are illusionary. But while misleading
(positing independence and locality were there is dependency and
non-locality), and thus mistaken, they do allow us to operate conventional
reality as it functionally appears to us. In Sanskrit, the world of
appearances is called "mâyâ", having the dual meaning of "to measure" and
"to create illusions". Like quantum mechanics (cf. infra), the act of
measurement and the manifestaion of illusions are deemed to be connected
... However, the ability to function with sensate objects not appearing as
they are (concealing their true reality), is their (functional,
scientific) validity (in Shivaism, "mâyâ" is the "śakti" or "power" of
"Śiva").
Ultimate analysis demonstrates how this illusionary reality is the outcome of
the cognitive error Cf made on the side of the subject of knowledge.
The latter overlays the objects sensed with a stability, independence and
separateness they do not possess from their own side. To do so is the root
of ignorance ("avidyâ"). This superposition or grasping at "a self"
("svabhâva" or
A)
is learned and innate. It is learned insofar as our conditioning cherishes
the self (in a subjective way as empirical egos and in an objective way as
static sensate objects). It is innate insofar as all sentient beings
demonstrate a "natural" reflex to posit independence & locality.
Apparently, the cognitive error at hand is wired into our system.
Eradicating it cannot be but a very difficult task.
Operating the conventional instantiation CA means to
designate independent & isolated existence, affirming the persistent
existence of object A ("svabhâva"). Besides actualizing object A (
A),
it existentializes A (
A).
Substantialism of object or subject calls in two conditions :
●
independence : objects (or subjects) are deemed to possess their
properties in and of themselves, from their own side, self-powered,
autarchic, self-sustained and self-sufficient ;
● isolation : objects (or subjects) seem cut
off and separate from other objects (subjects) and the subject (object) of
knowledge. If no physical signal can travel between physical objects (locality),
then no physical influence is possible between them.
Ultimate logic shows these conditions imply a reification, ontologization
or substantialization based on a false ideation Cf, causing
ignorance ("avidyâ"), the root cause of conceptual elaborations
("prapañca") leading to
substantialist thinking (designating the object or the subject of
knowledge as independent & separate, or both). Moreover, such concept-realism
(cf.
Clearings, 2006) will always generate an apory crippling a valid
conceptual understanding of the possibility and production of knowledge
itself,
invalidating theoretical epistemology
(Criticosynthesis,
2008).
CA
:
A

A ??
......... (20)
On the basis of specific instances (z) of sensate & mental objects (the
bases of designation), a subject of knowledge or designator attributes
certain predicates to an object deemed to exist independently from the
designator.
CA
:
A
A(z)
=
A
prop z =
Sz
v
Mz
CA
:
A(z)
Sz
v
Mz
CA
:
Sz
v
Mz

Sz
v 
Mz
......... (21)
Non-scientific, conventional designators always reify, for this is the
uneducated, common sense take on reality (both objective & subjective).
Objects are deemed "outside" and so to function independently from observing
subjects. The subject of experience is a self-identical, essential entity
("Dasein"), with an intimacy no second or third person perspective is able
to breach.
To philosophers of science,
conceptualizing
the possibility of conceptual knowledge itself,
the epistemology of the conceptual
must assume
scientific facts receive a letter of belief from the world as it is
(absolute reality or reality-as-such), deemed independent and isolated
from the subject of knowledge (if not, so classical logic proves, all
knowledge would be intra-mental and intersubjective). But while
transcendental logic (the principles of conceptual thought) and
theoretical epistemology (the norms of valid empirico-formal propositions)
do not presuppose the reification of object and/or subject, in fact
identify this as an ontological illusion to be banned from any attempt to
understand the possibility of knowledge itself, the actual practice of
knowledge-production, by scientists actually gathering knowledge, cannot do without
it. So although this tendency to reify the conditions of the
possibility of conceptual
thought & knowledge must be kept out of transcendental logic and
theoretical epistemology (by switching from a descriptive to a normative
mode), reification cannot be eliminated from practical epistemology, involved
with the actual production of valid conceptual knowledge. One
cannot ask scientists to perform experiments as if nothing corresponds to
the facts they produce, i.e. ask them to consider facts to be exclusively
theory-dependent. Methodological realism forces them to accept facts as
if they represent absolute reality, i.e. as if information about
something independent & separate "out there" exists ... Indeed,
even in quantum physics, mathematical abstractions, "collapsing" into a
single property by mere observation, are pregnant with endless
possibilities !
The false designation
Cf
of
inherent existence is
imputed on what
are only other-powered objects. This conceptual overlay is a
mistaken superposition entailing the distant and cut off appearance of
subject and object. The latter seems "external" and "independent" by
virtue of the power of this false ideation ("vijñapti")
operated by the designator. Due to this, objects are
deemed to be established by way of their own character, with attributes &
properties misleadingly appearing to exist from their own side. Ultimate logic
seeks to establish the falsehood of both independence and separation, in
other words, the truth of dependency and interconnectedness.
Conventionally, the imputation of inherent existence itself cannot
be avoided and without it conventional validity cannot be established. This
explains why quantum mechanics is not a common sense theory. Its "truths"
are difficult to harmonize with how the world appears to ours senses and
to our nominal mental framework, accustomed to use classical logic and its three
basic formal rules : identity, non-contradiction and excluded third (12). But
quantum mechanics does not rule out classical, Newtonian thinking. The
latter is a special case of the general principles advocated by quantum
physics. Conventional reality is the exception, while ultimate reality is
the rule. "Samsâra" is the exception. Ignorance stresses the importance of
the linear, common sense view instead of the elliptical, non-linear
absolute truth concerning the nature of phenomena.
Ignorance makes us
believe the exception is the rule.
By itself, attributing names and labels to objects, is not afflictive. To
identify and function in the world these processes are necessary.
Conceptual thought and cognitive activity are not the cause of our
ignorance and so
of our misery. Indeed, this cognizing superposition Cf is the
way of "classical" science.
The final goal of ultimate logic, based on the Critical Middle Way, is to
establish ad absurdum the reasons why the common sense
approach of phenomena, while valid, is nevertheless mistaken, i.e.
misleading and concealing its truth (namely emptiness). All
conventional objects are other-powered phenomena falsely appearing as
distant & cut off. At the macro- and meso-levels, valid conventional
knowledge imputes a false substance-nature on its objects (
A),
making them persistently appear as independent and separated, while, on a
more fundamental level of analysis, they
are evanescent interdependent instances receiving their properties as a
result of being consciously observed by a wave-collapsing percipient
participator, i.e. a subject of knowledge possessing SA and MA
objects.
The ultimate goal of ultimate logic is to aid the mind to move beyond
conventionality, but not beyond cognitive activity.
By fully preparing the mind to experience the ultimate nature of
phenomena, by burning all possible substantial instantiations with subtle
& very subtle ultimate conceptualizations, and this again and again, an
approximation of "seeing" emptiness is realized. This "seeing" is a
direct apprehension of the ultimate nature of phenomena. It is observing
dependency & non-locality at all levels of conventional reality. Working with these,
leads to the collapse of the house of concept & substance, making way for
the brightly shining mind, the Clear Light.
Conventional reality is not the culprit, but its reification is.
7 Substantial
Instantiation :
A
|
The Substantial Instantiation :
A
As
......... (22)
The substantial being of A if and only if as the substantial core of
A. |
Per definition, substantial existence (As)
emphatically posits the persistent, isolated being of A (
A),
being itself from its own side, as an obvious object not to be missed.
As :

y (y = A)
.........
(23)
In terms of classical physical objectivity in and of
itself, the following pertains :
1. persistent (in itself) : without
observation, existing physical objects (
SA),
possess their own properties in an enduring way, and this independent
from their observer and on the basis of their own nature ("svabhâva"),
"self", essential ipseity ("eidos") or individual selfhood ("ousia",
substance). This is the principle of ontological autarchy of outer
phenomena (ontic objectivity) ;
2. isolated (of itself) : these persistent
physical substances have their separate locus, niche or "Lebenswelt" in the
spacetime-continuum (never receiving and emitting signals travelling at
speeds high than the speed of light). Hence, instantaneous interaction
between system is impossible. There is no actio-in-distans. Substances are
local. They are basically solitary,
self-sufficient & ontologically autarchic. They are not joined in the
process of the universal interconnectedness between all happening
instances. This is the principle of locality.
A
philosophy of quantum physics seeks to understand physical reality at the
most fundamental level of the conventional (observational) universe.
Quantum mechanics puts into evidence how the observer co-creates the
observed. The subject of knowledge causes the collapse of the
wave-function, resulting in the emergence of stable properties, and the
object of knowledge is in a superimposed state of "all possibilities"
before being observed.
Ultimate analysis targets these two assumptions, including existing mental objects
in its equations (
MA).
So in terms of classical phenomenological subjectivity in and of itself,
the following pertains :
1. self-identity (in itself) : the predicates
and private indexicals used to identify the subject and its mental objects
(
MA) ontologically inhere in a
"soul" or subjective being-their ("Dasein"), an obvious, unique person or
ontological ego, possessing its attributes or inner phenomena from its own
side, independent of objective influences (ontic subjectivity) ;
2. self-consciousness (of itself) : the fact
one is aware to be thinking, feeling, wanting and sensating posits the
presence of a stable, autonomous "être conscient", a subjective substance
or personal "own-form" enduring through time and isolated from other
self-consciousnesses.
Ultimate logic seeks the root of the ignorant mistake in false ideation Cf.
As
: As
A(z)
^ Cf
.........
(24)
Cf leads to the vast field of erroneous
conceptual elaborations, harbouring wrong views like naive realism or naive
idealism. A complete return to strict nominalism is required.
Superimposing inherent existence on the sense of self and on (outer)
phenomena, both sides of the cognitive field are reified.
Attributing substantial "being" (
As)
to existing objects (
A) is the
fundamental category mistake Cf characterizing the root-error
of conventional instantiation. It is the true divider between conventional
knowledge & ultimate knowledge, worldly wisdom & the wisdom realizing
emptiness. The Two
Truths are also based on this distinction. Because of this error,
ultimate truth is concealed.
An ultimate description of this "poison of poisons" is the task at hand. We
are looking for the correct object of negation. This is the object of the
protocol or "psychic mechanism" of the most simple, effective and profound
tool to "purify" the mind from its obscurations. A method effectively eliminating
itself when the task is fulfilled.
In Western Scholasticism (5th - 16th CE), counterpointing Greek
concept-realism, the distinction between
As
and
A divided the "reales" (those
who adhere to independent objects and/or subjects) from the "nominales"
(those who attribute only names and labels to objects and subjects). The "via
antiqua" was plagued with an apory between ontological realism
(Aristotle) and ontological idealism (Plato). The "via moderna"
would not reify phenomena. With the start of the Age of Enlightenment
(Descartes), substantial thinking reemerged, and the exercise of
demarcating between metaphysics & science had to be redone. Both rational
idealism (Descartes, Leibniz, Spinoza) as empiricism (Locke, Berkeley,
Hume) were criticized by Kant, who, to ignite the motor of the categories,
retained the "quasi-causal" influence of the "outer world". His synthesis
was again broken down by German Idealism (Fichte, Schelling, Hegel) and
materialism (Feuerbach, Marx, Freud). The effort to try to rationally
understand the world came itself under fire by Romantic
protest-philosophers (Schopenhauer, Kierkegaard, Nietzsche, Bergson). The
apory started again with the divisions between logical positivism
(Schlick, Carnap, Neurath) and phenomenology (Husserl, Heidegger), and
then between scientific realism (Popper) and "Frankfurter" idealism
(Habermas). Strict nominalism (Stegmüller), rediscovering the insights of
Willem of Ockham, fallibilism (Lakatos) and constructivism (Feyerabend,
Kuhn), allowed Western criticism to find the "groundless ground" (Oger),
as well as the principles, norms & maxims of the possibility of knowledge
(Criticosynthesis,
2008). These latter insights correspond well with
quantum physics and ultimate analysis !
Suppose we accept substantial instantiation, seeking
independence and locality. Then lots of doubtful consequences emerge. A
few important one : substantial objects are static, non-functional &
solipsist.
● Substantial objects are static
because their substantial core does not change (without changing the
object into another object). Unchanging objects cannot relate to other
objects, for the idea of relation implies openness to others and so
openness to fundamental change. If an object
is a self-identical monad, it has no "doors" and so cannot
interact with other objects (cf. Leibniz). These objects cannot move, produce or cause.
Constant autoduplication ensues.
As
: 
A
f(x = 1)

A
A

A
A
... ??
.........
(25)
Where can these objects be found ? Conventional objects are interdependent
and so the "reales" are wrong. An absolute form of objectivity is left
though, for the whole unobserved universe, untouched
by wave-collapsing percipient & sentient participators exists in a
superposition state of "all possibilities".
● Substantial objects
are non-functional because they are isolated. Without any
possibility to relate to other objects, they cannot produce efficient
action. Not accepting functions can be subdivided ad infinitum, we
arrive at a relative impossibility to function.
As
:
¬
{
Af(x)
>
Af'(x') >
Af"(x")
>
Af"'(x"')
...
>
Afλ(xμ)}
? ... (26)
Where can these objects be found ? Except for analytical objects, apprehended objects are
functional.
● Substantial
objects, due to their self-identical, inherent "being", have
only themselves as
sole referent and so cannot apprehend anything else than the monarchic
affirmation of themselves and their own nature ("svabhâva"). Their
solipsism is however based on nothing else than this affirmation and
therefore circular.
As
:

Af(x
= 1)

A

A
... ?? ......... (27)
Where can these objects be found ? All synthetic objects depend on
determinations and conditions outside themselves. At the micro-level of
physical reality, all objects are certainly interconnected, and at higher
levels this is probably also the case.
8 The Absolute
Instantiation : ¬
A
|
The Absolute Instantiation :
¬ A
Ct ......... (28)
A has no substantial being if and only if as the correct ideation of
A. |
The conceptual mind must receive a valid
and effective tool to address the issue of ignorance in a simple, swift
and powerful manner. A Sword of Wisdom constantly striking precisely without error and a
Roaring Snowlioness making sure the mind stays alert & acute. This tool is to know
the correct object of negation and void the substantial
instantiation. Doing so is the absolute instantiation. With the correct
object of negation, and the proper logic of negation, one has found an
object encompassing the complete root of ignorance, and when it lurks one
strikes it down without any hesitation. A special mental discipline
("jňâna-yoga") is called for. Compare this with a particular set of
phenomenological reductions (cf. Husserl, in particular the eidetic
reduction, but then one not
leading to an essential core).
A wrong object of negation is either too broad, eliminating too much, or
too narrow, leaving too much intact. The first tendency may end in
nihilism, the second in eternalism. Moreover, one does not "find"
emptiness as an inherent ground or essence of all things, for emptiness is
also empty ...
For example, saying "samsâra" as a whole is the proper object of negation
(as in some idealist schools like Mind-Only),
is eliminating too much. The world is not the issue, but how it
appears and why it appears as it does. This idealism
stresses the object-producing capacities of the mind. Saying
Buddha-nature has inherent qualities (as in Other-Emptiness &
Dzogchen), i.e. enlightened body,
enlightened speech, enlightened mind &
enlightened activity, and this before all other things, comes close to eternalizing
the consciousness-stream of a Buddha in a way reminiscent of the
substance-driven identity between Brahman and Âtman in Hinduism. Here one
eliminates not enough. This realism emphasizes too much. Better to say Buddha-qualities need to be
generated by directly seeing the natural state of the mind, its
deepest stratum. This confirms the potential of Buddhahood in every
sentient mindstream, but does not eternalize part of it by affirming that
in the very subtle stratum -the very subtle mind of Clear Light-
Buddha-qualities inhere.
The great scholar, tantric & yogi Je Tsongkhapa, called "sumati kirti"
(Tib. "losang drakpa") or "glory of wisdom", who attained Buddhahood just
after death, found the ultimate object
of negation : inherent existence (
A). One should not bother with ultimate
objects or ultimate subjects, but merely teach the mind not to
observe its mental and sensate objects as substances in which properties permanently abide,
existing isolated from other objects. One merely non-affirmatively negates the false ideation Cf
imputing self-sufficient (i.e. independent & separate) mental or sensate
objects, in other words : one negates inherent existence in all phenomena.
Show me a substance ? Indeed, all flows !
|
¬ A
!! ......... (29) |
As Willem of Ockham and Kant, Tsongkhapa
draws the line between nominalism and substantialism (essentialism).
Constantly negating inherent existing destroys the tendency to grasp at sensate (SA)
and mental (MA) objects as
permanent (independent) and isolated (local). This does
not imply the stream of
ongoing change is random. Dependent-arising
("pratîtya-samutpâda") is ruled by symmetry-principles and
symmetry-breaks, producing logical & functional structure and thus meaning to the flow,
dynamism or display
of instances. Perfected, these dynamical forms are the Sambhogakâya and Nirmânakâya
of a Buddha. Buddhahood is therefore a perfect movement, and endless
series of perfect symmetry-transformation.
The mental operation called for is a true ideation Ct,
i.e. a conceptual framework of concepts leading to : (a) the end of
substantial conceptualization (22), (b) a very subtle conceptual
realization of emptiness, the ultimate nature of phenomena and (c) an approximation of the non-conceptual
"seeing" of emptiness called proximate emptiness.
● The end of
substantial conceptualization is like experiencing conventional reality as
a dream-state and dreams as conventional reality.
● Coarse & subtle
understanding of emptiness is superseded by special insight into the
emptiness of the mind itself. Calmness of mind induces more intense
realizations and intense bliss calms the mind even more. Active and
passive are no longer in conflict, but cooperate in an interdependent
dance of joy, love, compassion and equanimity. These very subtle
conceptual realizations of emptiness take away the very subtle conceptual
obscurations, clearing space for the next stage : approximating emptiness,
consciousness realizing proximate emptiness.
● the conceptual mind
purified by the coarse, subtle and very subtle conceptual tendency to reify,
has formed a conceptual "generic idea" of emptiness. This is a
"mental fire" able
to burn all recurrent substantial instantiations. Using up all the fuel of
reification it vanishes. A mind fully &
enduringly concentrated on this idea has reached proximate emptiness, eventually ending conceptualizing
substances, spontaneously opening the door to the natural state
of the brightly shining mind. When emptiness is "seen", one further trains
to eliminate innate self-grasping. On the sixth level of the Bodhisattva
training,
liberation is attained, and on the 9th level, Buddhahood or
awakening.
9 Existential
Instantiation :
A !
Finally, there is the mere
apprehension of sensate (SA) and mental (MA) objects without any reification
whatsoever :
A
!
Apprehending
A is the experience of
merely A, nothing more. This is isolating the ultimate truth of A, its
emptiness or absence of inherent existence. Apprehending
A
is the experience of As
and hence of the conventional truth of A, the illusion of self-power,
possessing inner and outer properties in and of oneself.
Having eliminating the false ideation Cf, the mind no
longer
attributes inherent existence to the objects it momentarily possesses and
is therefore forever shining bright without being sullied by adventitious
material, i.e. (substantializing) acts of cognition Cf not integral part of its natural
operations. It abides by Ct constantly !
The difference between merely actualizing A (
A)
and substantializing A (
A)
does not refer to two objects, a conventional, worldly A and an ultimate,
transcendent A. Such a distinction would refer to objective states invoking an
ontological divide reminiscent of the Platonic "chorismos" between the
World of Being and the World of Becoming. By which criterion does one
divide phenomena into these two classes ? A section of reality (in this case the
set of all "transcendent" objects) cannot be privileged ad hoc.
Here, Ockham's Razor is inevitable. To divide phenomena a priori has proven unwise
(even in quantum mechanics, cf. the Copenhagen interpretation).
Not an ontological abyss is at hand, but the continuum of all phenomena.
Tsongkhapa rightly identified CA (turning
A in
A
by way of the substantial instantiation)
and Ct (negating substantialization using the absolute
instantiation), as two epistemic
isolates of the same SA or MA object. When
A
is apprehended, this single object appears conventionally, concealing its
ultimate nature. But both are at hand. Although concealed, the
ultimate nature of A is present but hidden, while the conventional nature
of A is present and manifest :
1. the object as it appears : the object
manifests in the conventional, common sense way. It merely appears as
independent and separate, concealing the fact this is not the case.
Hence, this conventional appearance is illusionary. Eventually,
the view of quantum physics may be integrated in what today is seen as "common
sense", although the change of mindframe will be considerable. Remember both
the Ptolemaic and the Newtonian cosmologies defined physical reality as
independent an local. Although conventional reality seems local, violating Bell's
inequality proved the foundation of the physical world to be non-local.
Giving "objective" body to the claim
conventional knowledge is valid (but mistaken) is done by stressing the
presence of "propensities" before observation. The choice
of the conscious & percipient participator to observe or not (and thus
collapse the wave-function or not) allows "objectivity" to rise
in terms of "real" objects
... At the meso-level, objects continue to misleadingly appear as
independent & local.
2. the object ultimately : sentient beings
able to accumulate wisdom slowly realize ultimate nature to exist
conventionally, i.e. common sense objects merely conceal their ultimate suchness.
This does not invoke another ontological stratum, but merely another
cognitive operation (namely Ct
¬
A).
How do Buddhas apprehend phenomena ? The thorough application of
the absolute instantiation ¬
A, stops instantiating objects conventionally & substantially. They
are
only existentially (
A
!) instantiated. Buddhas know
ultimate truth in two ways :
1. as space-like emptiness :
This is the sphere where perception and sensation of objects fades. This is
the non-differentiated, non-conceptual, nondual experience, to be directly and personally experienced
by the enlightened mind beyond the stage of No-More-Learning. Although involving a cognitive act, it cannot be conceptually known or
linguistically described from the outside. Even a Buddha cannot offer any
criterion to describe it. In this sphere, suffering, with its coming, going,
stasis, passing away, arising, stance, foundations, support, etc. ends.
Consistent with the summit of the Via Negativa of
mystical experience, nothing can be conceptualized or said about this nondual "apex"
or capstone of cognition. While clearly cognitive, for the object of
wisdom-mind is emptiness, it is ineffable. If something is actually uttered
concerning this, science nor metaphysics are at hand, but only sheer sublime
("Dharma")
poetry.
2. as illusion-like emptiness :
In this mode of knowing ultimate truth, simultaneous with the previous, phenomena are apprehended as
relational, interdependent and illusory. The
interdependence of all instances, their universal connectedness is
acknowledged. Relational because, as substantial
instantiation has ceased, there are no independent objects and so all things
are interrelated. Interdependent because all objects are other-powered. Illusionary
because they only appear as independent to conventional reason, while they are
not. Although there is duality, this does not constitute a misconceived
duality. When, with right discernment, one sees all phenomena as dependent
co-arisings as they are actually present in this moment, one does not
run after the past nor the future. The mere presence of duality, as mere
existential instantiation is not problematic. Duality by itself causes no
delusions, but the reification of its terms always does. Take this away, and
the panacea against all suffering has been found !
So a Buddha directly knows emptiness without designating any names and
knows, while cognizing the universal interconnectedness between all
possible phenomena, how the conventional world appears to all sentient
beings. All objects are perceived and apprehended
(known, cognized) without any trace of reification, merely as a process,
not a succession of static states, but as a perfectly interconnected &
continuous
dynamism. But in all cases, how, in this nondual Clear Light, the object is cognized, is impossible to describe.
Conventional truth is valid and mistaken. Ultimate truth is valid but
unmistaken. This because the former appears as something it is not and
thus misleads. Conventional objects seem inherently existing, while
they merely exist as other-powered objects. They seem to be
substance-like, while they are merely process-like. The reason why they
cannot be apprehended as they truly are is the cognitive error Cf of
designating substance to objects and their properties. Hence, the
root-cause of all our problems is ignorance, superimposing what is not
the case on what is the case. Establish Ct and this
superimposition is gone.
When
A
!
is experienced, the whole spectrum of sensate (SA) and mental
(MS) associations are
apprehended without self-grasping, i.e. without superimposing on
these associations any notion of
A
existing from its own side, independent, isolated & powered by its own
self-identity (
A). What is observed is the absence of inherent existence of
this
A,
i.e. its emptiness, hand in hand with all the interdependent
determinations and conditions which gave rise to
A,
which sustain
A
and which eventually make
A
cease. Nothing more is done. When the conceptual mind is thus totally
still & vigilant, the suchness of
A
is apprehended in a nondual, non-conceptual act of intuitive cognition
or "gnosis".
This reveals the absolute nature of
A.
Ultimate truth exists conventionally, and so the distinction between
conventional "samsâra" and ultimate "nirvâna" can be eliminated by merely
apprehending
A
As
and, thoroughly cognizing Ct, exhaustively &
non-affirmatively negating it (¬
A).
10 The Fallacy of
Substantial Identity of Persons.
In the
Lesser Vehicle,
emptiness meditations do not focus on the substantial identity of phenomena,
but on emptiness of persons only. As the general mode of practice is based on
"renunciation" (instead of "transformation", as in
Tantra, or
"self-liberation", as in the
Great Perfection),
the idea is to eliminate substantializing the self (Sf), the
centre of
consciousness and of personal identity (Sf
= Ic). Following the inspirations of Newton, considering the brain
produced mental objects as the kidneys secrete urine, XIXth century
materialist science reduced MA to SA. Most
neuroscientists today continue to operate on the basis of this materialist
ideology or system of belief. In the Buddhist tradition, both objects have
been dealt with separately. Given the fact the first person perspective is
fundamental (we first encounter ourselves before we encounter sensate
objects), the identity of persons came first.
Introspection, perfected by the practice of
meditation, reveals
all mental objects (MA) are part of the field of consciousness, the
latter being the final "screen" against which intra-mental contents are
projected. Even sensate objects (SA) are actually perceived as part
of this field of consciousness, the imaginal "area" around this identity (Ic).
In this "mirror of consciousness" all apprehended objects possessed by the
subject appear, and the self-conscious identity at its centre is identified as
the empirical subject, ego, person, self (Sf) or object-possessor. Ic is the
percipient participator at the core of consciousness, witnessing the
objects appearing in its field. Consciousness itself could be defined as the
field of
meaningful percipient participations. As these objects of consciousness arise, abide and cease
moment after moment, this field is very dynamic and a "stream
of consciousness" or "mindstream" is at hand. This field has
two main features : contents & state. The state of consciousness is the level
at which it operates, defined as the extension of the field. Higher states are
more panoramic than lower. The contents is defined as the kind of objects
present in the field.
The present moment of
consciousness is the result of all determinations & conditions of the previous
moment, and the next is the result of the present. That's why Tibetan Buddhists
say one can know one's previous
rebirth by witnessing
what one's situation is right now, and know one's next by observing what one
is doing at the moment. The stream of consciousness is not interrupted by the
physical demise of the aggregate of the body. It goes on, albeit on a plane no
longer consisting of coarse material aggregates (cf.
hylic pluralism).
Elsewhere, the validity of the arguments backing this assumption will be
studied. Then it will be opportune to deal with the body-mind problem.
Ic is able to directly observe the stream of consciousness with
its "inner eye". As such it experiences itself as a unity of apperception, i.e.
a privileged & unique mental object constantly able, by way of attention &
introspection, to review the contents reflected by the field of
consciousness surrounding it, and this during waking and dreaming, bringing
this information to unity, namely
identifying it as (a) sensate objects SA of smell (Sα),
taste (Sβ), touch (Sγ), audition (Sδ) or
sight (Sε) or (b) mental objects MA of volition
(and compositional factors) (Mα),
emotion (Mβ), thought (Mγ) or consciousness (Mδ).
Sensate objects (SA) are always the product of perception (P) and
interpretation (I) : S = P.I (I ≠ 1). Perception (P) is the extra-mental
factor presupposed to define empirical SA in terms of public indexicals (PUI).
Consciousness (Mδ) is a special MA insofar as it is the
only mental object reflecting on itself (conscious of itself) and reflecting
all other SA and MA (conscious of what it smells,
tastes, touches, hears, sees, wants, feels, thinks and is aware of).
The set of consciousness-events (Mδ) is the "king of inner life"
before whom all objects appear. This defines one's personal
existence, identity and self-consciousness in terms of private indexicals
(PI). All sentient beings are conscious in varying degrees. Indeed,
mere clarity & awareness, or giving rise to something, making it into an
object of engagement or cognizing, is different in all living organisms.
Traditionally, the Buddhadharma designates six classes of sentient beings, namely humans,
demi-gods (asuras), gods (devas), hell beings, hungry ghosts and animals. It
seems sensible though to ascribe some elementary form of sentience to minerals
and plants too. And may one ask whether an atom, before being observed, has a degree of consciousness
?
To establish Ic lacks inherent existence (¬
Ic),
various reasonings can be developed. The one given here formalizes the Four
Points Argument, found in traditional textbooks on the subject (also called
the "Four Essential Points"). In a general
way, this argument first defines the object to be negated : not
Ic but

Ic is rejected. The logical and
functional instantiation of Ic is not the issue. Middle Way logic
does not reject the existence of personal identity (
Ic),
but only the reification or substantialization of this existing identity (
Ic),
turning Ic into a "hypokeimenon" or a thing underlying all mental
processes (a substantial subject). This is the first point. Once this is
established, the absurdity of affirming the existence of a substantial
identity (
Ic)
is shown by first assuming 
Ic is
identical with MA or SA (second point) and then assuming

Ic is different than MA or
SA (third point). As these last points lead to absurdities, and

Ic cannot be found, ¬
Ic
is likely the case (fourth point).
The format used is the argumentum ad absurdum, which does not lead to
the definitive proof 
Ic does not
exist (i.e. the conceptual identification of the emptiness of
personhood), but merely to the realization it cannot be found. Hence, ¬
Ic
is established indirectly. One may then say substantial personhood is very
unlikely, if not non-existent.
Preliminary considerations :
MA
:
MA
{Mα,
Mβ,
Mγ,
Mδ}
All existing mental objects MA are
part of the set of volitions (Mα), emotions (Mβ),
thoughts (Mγ) or states of consciousness (Mδ).
SA
:
SA
{Sα,
Sβ,
Sγ,
Sδ, Sε}
All existing sensate objects SA are
part of the set of objects of smell (Sα),
taste (Sβ), touch (Sγ), audition (Sδ) or
sight (Sε). One could add the kinesthetic sense, but
this does not alter the argument.
For all (nominal) existing states of consciousness applies they reflect volitional
(compositional)23, affective, conceptual
and self-reflective mental objects (
Mδ(r)).
Let specific instances z of these sets of mental & sensate objects be the
case.
The five senses generate five instances of sense
consciousnesses :
SA
:
SA
{
Sαz
^/v
Sβz
^/v
Sγz
^/v
Sδz ^/v
Sεz}
Four kinds of mental objects generate four instances of
mental consciousnesses (volition, affection, cognition and awareness of the
latter) :
MA
:
MA
{
Mαz
^/v
Mβz
^/v
Mγz
^/v
Mδ(r)z}
Then :
Mδ
:
Mαz
^/v
Mβz
^/v
Mγz
^/v
Mδ(r)z
Mδ(r)z are
instances of special mental objects, making possible the reflection of the
sensate, actional, affective & cognitive contents of consciousness in a consciousness
apprehending them. Of course, this apprehension can be reduced by eliminating
an element, giving rise to purely volitional, affective & cognitive mental
objects or a combination of them. But this is irrelevant to the Four Points
Argument. Note
Mδ(r)z
also contains SA, i.e. sensate objects also appear in
consciousness, bringing the aggregates possessed by Sf to five :
sensation, volition, affection, cognition and consciousness (self-awareness).
With all instances of mental consciousnesses and all
instances of sense consciousnesses reflecting in a moment of consciousness
aware of them (the ideal situation), we arrive at :
Mδ(r)z
:
{
Mαz
^
Mβz
^
Mγz ^
Mδz} ^
{
Sαz
v
Sβz
v
Sγz
v
Sδz
v
Sεz}
In a general way, when consciousness ideates its own self-identity falsely
(correctly), the existence of a substantial (non-substantial) identity of Sf results.
Mδz
: {(
Mδz
Mδz)
^ Cf}

Ic (??)
Mδz
:
{(
Mδz
Mδz)
^ Ct}
¬
Ic
(!)
Let us now analyze the Four Points Argument.
First Point :
(designating an obvious "I")
The existing logical & functional "I"
(
Ic)
established by mere existential instantiation is not targeted, but the
substantial instantiation
Ic
of the "I" is. Let us distinguish
between the empirical ego, the transcendental ego and the ontological ego :
Ic = f(Mαz...δz v
Sαz...εz)
FA = Sf
The empirical ego exists because it is designated on the basis of four mental
and five sensate categories of objects. Without these, no empirical ego can be
named or identified. Moreover, the empirical ego is a function of these
objects and operates as a result of the constantly changing variables
associated with them. Hence, the empirical ego is a dynamical function
designated on the basis of mental and sensate objects.
The unity of apperception is a logical, transcendental ego "of all times"
accompanying every empirical cogitation by necessity (cf. Kant). It is a
self-identical "I Think", devoid of any actual contents.
Ic : (
Ic
Ic)
LA = Sf
To think the
possibility of a subject of knowledge, it must be presupposed.
"What was the transcendental unity of consciousness
required for, and what did it require ? It required that a temporally extended
series of experiences should have a certain character of connectedness and
unity, secured to it by concepts of the objective, and it required this as a
fundamental condition of the possibility of empirical self-consciousness.
(...) We have here, as it were, the basic ground for the possibility of an
empirical use for the concept of the subject of such an autobiography, the
concept of the self."
Strawson, P.F. : The Bounds of Sense, Methuen - London, 1982,
p.163.
The ontological ego, a reified higher self or creative ego, moves beyond mere nominalism and posits the existence of a
substantial ego claiming "I, I exist" ("ego sum").
{(
Ic
Ic)}

Ic
(??)
While the empirical
and transcendental selves are not problematic (stay within the confines of
the logical and functional instantiation), the ontological ego designates a
substance-self

Ic. Such a substance-self is an obvious object. It is possible to
posit a higher self without reification (the creative ego), but this is not at
hand here.
An obvious object is a self-referential and autarchic object that, would it
exist, could not possibly be missed.

Ic :
{
Ic = f(x = 1)}

Ic

Ic
(??)
This point should be grasped. Substances
are self-powered and, as monads, have no need of anything outside themselves.
Hence, they should be easily identified, i.e. obvious. But is this the case ?
Second Point :
Is the obvious "I" identical with mental and/or sensate objects ? No.
Is the singular, substantially existing, permanent "I" (
Ic),
identical with its multiple parts, to wit its "body" (smell, touch,
taste, audition, sight) or
"mind" (volitions, affects, thought, consciousness) ? If so, then there should
be a body-I & a mind-I, which runs against the singularity of the "I". Perhaps
body & mind are a singular entity, but then designating "I" would be
superfluous. There would be no need for the appellation of the word "I", which
is again problematic if a substantial I is postulated. It also runs against
the first person perspective, the logical and functional presence of the "I".
Is the "I" perhaps the "collection" of both body & mind ? But, there is no such a
"collection", for the collection of body & mind is designated upon the basis
of body & mind. If this collection would be truly existent, it would be
obvious and found
under ultimate analysis. As body & mind depend upon their components and so change,
they cannot, apart or as a "collection", be identical with the
substantial, unchanging "I" !
Hence, the truly existent "I" (
Ic)
is not identical with the aggregates, nor with
the mere "collection" of the aggregates. The identity of the "I" with its
aggregates cannot be validated. The postulated "I" cannot be found as
identical with its aggregates.
The obvious object

Ic

Ic
is not an element of the set of mental objects, nor of the set of sensate
objects.

Ic

Ic
: 
Ic

Ic
Mα...δ
^ 
Ic

Ic
Sα...ε
Third Point :
Is the obvious "I" distinct from mental and/or sensate objects ? No.
Is the existing substantial "I" (
Ic)
perhaps
distinct from the aggregates of body & mind ? If so, then analytically setting
aside the body on one side and the mind on the other, there should be
something left over to point to as the truly existent "I". But besides body
and mind, nothing is found.
A substantial "I" would have to be independent from the aggregates, but as
there is no substantial "I" apart from them, this postulated "I" cannot be
found distinct from the aggregates.
{(Mαz...δz v Sαz...εz)}
( 
Ic

Ic)
=
(Mαz...δz v
Sαz...εz)}
If the obvious object 
Ic

Ic
is distinct from the aggregates, then uniting the set of all sensate and
mental objects with this object would not generate the set of all sensate and
mental objects. Something more would be found. Hence, the obvious object cannot be found distinct from
mental and sensate objects.
Fourth Point :
So then, where is the obvious "I" ? Nowhere ? If not, show me one ?
As the existing substantial "I" (
Ic)
is not found to be identical or distinct from
the aggregates upon which it is designated, it cannot be found,
and hence represents an empty set (a collection containing no elements).
[{

Ic

Ic
: 
Ic

Ic
Mα...δ
^ 
Ic

Ic
Sα...ε}
^ {(Mαz...δz v
Sαz...εz)}
( 
Ic

Ic)
=
(Mαz...δz v
Sαz...εz)}]

Ic
= {Ø}
If the set of all obvious substantial self-identities is empty, i.e. cannot be
found, then is the negation of these identities : ¬
Ic
(!!) not the case ? Consequentialists pose the question and invite an
identification. Is ¬
Ic
the case ? If not, where is 
Ic
? Autonomists affirm the negation : ¬
Ic
!
In both cases, the fallacy of attributing substantial identity to persons has
been put into evidence.
11 The Fallacy of
Substantial Identity of Phenomena.
All possible phenomena are either mental or sensate. As
no mental object has been found to exist substantially, can substantial
sensate phenomena be found ?
The Four Points Argument can again be used.
First Point :
The logical (LA) & functional (FA) objects
A
established by mere existential instantiation are not targeted here, but the
substantial instantiation of such existing objects

A is.
Second Point :
Is the existing substantial

A
identical
with its parts ? Suppose 
A
is an inherently existing table (other famous examples are a chariot, a
flower, but any object will do).
If so, then there are as many tables as there are parts,
which is absurd. There is only one table with multiple parts, like a single
table-top, three or four legs, nails etc. As soon as the table is broken in
pieces, the designation "table" is no longer valid. As long as these
pieces of the table can be identified, we may say: "This is a
broken table.", but as soon as we split the pieces again and again, at some point the
logical instantiation LA
A of the table
can no longer be made, and so an observer novel
to the events will only identify multiple pieces scattered about and not
"scattered pieces of what was a table".
Perhaps the existing substantial table

A
is the collection of its parts, but such a
"collection" can not be found. We observe the object, and on the basis of the
available parts designate "table". We never observe the "collection" as such.
Hence, the table is not identical with its parts nor with the mere
collection of its parts.
Third Point :
Is the existing substantial table

A
different
from its part ? If it were, we should be able to find the table if we
eliminate all its parts. Then we would find the "essence" of the table.
However, existing "tableness"

A can
not be found, for only the parts are logically
instantiated.
Hence, the table is not distinct from its parts.
Fourth Point :
As the table, instantiated as an existing
substance 
A, cannot be found to be identical
nor different than its parts, we
conclude the substantial table cannot be found. Consequentialists will not
posit such a substantial table not to exist (¬
A),
but merely ask : Where is such a table ? Autonomists will affirm the
substantial table does indeed not exist.
As all sensate objects SA are
the product of the perception P of A times interpretation (I ≠1), let us
analyse the reality of physical matter from the point of view of physics.
Indeed, we must assume physical reality stimulates the
sensitive areas of our sensory organs, triggering a series of impulses
travelling upwards to the thalamus and then projected upon the neocortex
(at which point they become sensations). Hence, if we can identify
physical substances (i.e. self-powered material objects), then the
existence of substantial sensate objects (
SA)
may be inferred. Suppose these cannot be found, then the case of physical
substance, all being mere process, is unlikely.
Moving from the macro to meso to micro, smaller and smaller units are
encountered. In the Newtonian view, the smallest units are atoms, pictured
as little balls. Physical objects existing as substances must (a) possess
their properties and (b) be able to exist locally, i.e. isolated from
other objects. With the advent of quantum mechanics, this "particle" model
had to be relinquished, for photons also displayed interference-patterns,
and so had (also) to be waves. The wave/particle paradox emerged, and with it the
conscious observer, the measurement problem and the quantum enigma. The
observer decides whether a subatomic phenomenon
will behave as a particle or as a wave ! Independence is lost and physical
objects no longer possess their properties. Then, with the
EPR-experiments, locality had also to be given up. At the fundamental
level of reality, physical objects are co-defined by the conscious
observer and exist interconnected with all other objects.
In general, a "vacuum" is the lowest possible energy state of a volume of
space. It is what is left when all else is taken out. The absolute vacuum
is whatever remains once everything the laws of nature permit has been
removed. Quantum physicists theorize how configurations of mass (energy)
emerge out of this absolute vacuum. Fields of elementary particles are
then excitations of "empty" space. Much like surface waves in a pond,
"real" systems are excitations of the pond's water. The absolute vacuum is
shapeless, but assumes specific states. Hence, matter consists of
oscillations of immaterial quantities.
How remarkable these theories come close to the results of ultimate logic.
Considering object
A, we continue to divide it in smaller and
smaller units (
A >
A' >
A'' etc.) showing how its designation
constantly shifts. At some point "A" is not longer recognized and another
object B is designated. Hence, because of ¬
A,
in principle an object A can be transformed into any other object B, C, D
etc. This is another way of saying form emerges out of the formless,
objects emerging out of the absolute vacuum, being merely oscillations of
the latter. There is only emptiness, and what we observe are specific,
seemingly localized movements of that selfsame emptiness. As soon as we
posit 
A,
all of this is lost, and we are stuck with non-functional, isolated and
independent objects. Also quantum mechanics asks : Where to find
independent & local objects ? If there is no substantial object, then
there is a forteriori no substantial "object of objects".
A short digress about the
Divine.
The Buddhadharma affirms the absolute, but denies the
combination of a substantial God-as-Caesar (cf. Whitehead) with the
monotheist notion of "creator". Omniscience & omnipresence are not
omnipotent. This is the pivotal difference between "the religions of the
book", teaching a personal God ruling the universe as a sovereign,
wanting to have communion with humans, and the Dharmic religions
(Buddhism, Taoism). Because this (Solar, paternal)
emphasis on omnipotence, inherited from
Ancient Egyptian religion and
sapience, the monotheist view promoted itself with an apology subscribing
to the categories of Greek philosophy, in particular its concept-realism.
The great monotheist theological revolution consists in thinking
a
process-God and to abolish all substantial instantiations in religious
thought.
With great insight Willem of Ockham affirms how the metaphysics of
essences was introduced into Christian theology and philosophy from Greek
sources. He deploys omnipotence to back the view God cannot be bound by
eternal, static, self-referential, substantial ideas ! How can an
omnipotent God be bound by His own rules ? Moderate form of nominalism
(Abelard, 1079 - 1142), saving parts of Greek substantialism (cf.
"ousia"), are rejected. There are no universal subsistent forms, for
otherwise God would be limited in His creative act by these eternal ideas.
Indeed, every substance is limited by its own essential individuality. For
this Franciscan, this non-Christian invention has no place in Christian
thought. Universals are only "termini concepti", final terms
signifying individual things which stand for them in propositions. Nothing
more. Both Plato (idealist concept-realism) and Aristotle (realist
concept-realism) are rejected.

God is not
the case ! But
God maybe ...
The rationalism of Spinoza (1632 - 1677) produced the rational
definition of this substantial God (
God).
"By God, I mean the absolutely infinite Being - that is, a substance
consisting in infinite attributes, of which each expresses for itself an
eternal and infinite essentiality."
Spinoza : Ethics, Part I, definition VI.
Spinoza gave the fundamental postulate of rationalism and idealism this
form : "leges cogitandi sunt leges essendi" (the laws of thinking
are the laws of reality). So all things possible in the mind (i.e. without
contradictions) are also possible in actuality. Back to Plato and the
inherent semantic & adualistic bridge between "vox" & "res".
The way Dharma redefines the religious landscape is studied
elsewhere.
12 Affirming and
Non-affirming Ultimate Analysis.
The Middle Way avoids two extremes :
affirming too much (allowing some substantial instantiation to abide) and
negating too much (denying the validity of conventional existence).
A crucial
preliminary to the destruction of the fabric of substantialism is finding
the proper object of negation (inherent existence or

A). But to
thoroughly conceptualize emptiness as the ultimate nature of all
possible phenomena, we need a logic in tune with the conceptual
necessities of positing the idea of emptiness in an exhaustive manner.
To back the teaching of the
Buddhadharma
with rationality, its "apology" must anticipate the twists and
turns of as many as possible opponent views. But this never by
conceptualizing emptiness in a way contradicting the lack of inherent
existence. So this logic should not try to "reveal the essence of emptiness", cannot
turn emptiness into the ultimate ground of all things.
Although, as Tenzin Gyatzo, the XIVth Dalai Lama said, Tibetan Buddhism is
"wholly Indian", Tibetan scholars are prone to organize the original
material with great care, logic, adaptability and practicality. Often,
this is of great assistance to monks seeking awakening. Study & reflection
blend in with meditation, ritual and ceremony. The Tibetan division of
the Middle Way in two subsystems -the Autonomy system ("svâtantrika") &
the Consequence system ("prâsangika")- was probably coined in the XIth
century, after the works of Candrakîriti (ca. 600 – 650), in
particular his Mâdhyamakâvatâra
(Entering the Middle Way), had been translated.
It is a good example of creating a division with liberating effect, for
the dividing line is precisely the logical method & philosophical view
used to establish the truth of the Middle Way, the coarse, subtle and very
subtle conceptualization of emptiness ("śûnyatâ").
Historically, the division refers to Candrakîrti's emphasis on the use of
(absurd) consequences and his criticism of Bhâvaviveka (ca. 500 - 578).
The latter, in expounding the Middle Way of Nâgârjuna's (2th CE)
Mûlamadhyamakakârikâ (A Fundamental Treatise on the Middle Way,
employed the formal syllogism ("prayoga-vākya") of Indian logic.
According to him, Buddhapâlita (470 - 550), when commenting on Nâgârjuna's
Treatise, had a faulty logical method. Candrakîrti defended Buddhapâlita and
replied a proponent of the Middle Way is not required to construct
arguments concluding in syllogisms. Consequentialist follow Candrakîrti.
Autonomists Bhâvaviveka.
For Je Tsongkhapa, the difference between both is not only logical
but foremost philosophical. The Autonomists introduce syllogisms
and therefore must designate axioms and assumptions. These basic
premises express and certify what emptiness is all about, and so
conceptually objectify the ultimate nature of all phenomena in some way. Eventually, by
wrongly objectifying, namely by turning the emptiness of an object into an
"objective" concept of emptiness, absence of inherent existence itself is
allowed to withstand ultimate analysis ! This means the Autonomists posit
emptiness positively, attributing inherent existence to its axioms
(autonomy). Emptiness is allowed to be its own final mode of abiding
! This leads to emptiness as inherent, true existence (
),
to emptiness as the "substance of substances" underlying all phenomena,
grounding them in emptiness in and for itself. In this view,
"śûnyatâ" exists by
way of its own character ("svalaksanasiddha"), own-form, substantial
nature ("svabhâva") or "being". For Tsongkhapa, emptiness is found, known
and realized by a mind of ultimate analysis, and so it is an ultimate
truth. But when this mind analyses an object, not the "emptiness" of the
object is found, but the emptiness of "the emptiness of the object". The
final mode of every instance is the absence of inherent existence of that
object, but no emptiness is its own final mode of abiding.
If this would be accepted, one would have negated too little.
For the Consequentialist, no phenomenon
exists inherently, not even emptiness or Buddhas. Permanent substances are avoided.
One asserts conventional phenomena exist in a conventional way.
Annihilation is avoided. The Consequentialist does not posit emptiness,
nor does he conclude : "An inherent object does not exist !", for this is
positing he has found a path to deduce such a final, complete conclusion.
As he has been using the reductio ad absurdum,
showing the absurd conclusions resulting from accepting substances
hypothetically, the only outcome possible confirms no substances have as yet
been found ! This is an "open end" kind of logic. So to his critics, he may
ask : "Show me a static object !", "Posit a substance !", etc. As soon as the
challenge is taken up, the absurdities can be deduced, dislodging the
opponent. When asked to positively prove no substances are to be found
anywhere, he can only answer : What is a mere absence cannot be affirmed.
This brings us to the distinction between non-affirming and affirming
negations, relating to the two schools within Mâdhyamaka, namely
"Shentong" or Other-Emptiness and "Rangtong" or Self-Emptiness. Logically,
a non-affirming negation is a negation thoroughly negating an object. For
example, when thus negating the presence of an object in a room, its
absence is affirmed without affirming its presence somewhere else.
¬(As
A) is a non-affirming
negation, i.e. it negates substantial instantiation without positing anything
else. An affirming negation negates an object to affirm
something else. For example, negating the object is in this room, but
affirming it is somewhere else, like in the next.
For Shentong, an affirming negation is the highest tenet or philosophical
view on emptiness, while for Rangtong a non-affirming negation says the
last word.
Shentong (or "empty of other") affirms the nature of
mind to be empty of all qualities other than an inherent (substantial),
ineffable nature. Because it is "prabhasvara-cittasamtana" or "Clear Light
heart/mind continuum", the emptiness of Buddha-nature is not to be
characterized in the same way as the emptiness of all other phenomena, for
it is endowed with limitless Buddha qualities from the very beginning (a
priori, inherent, i.e. substantial or
).
Shentong considers itself to be the highest possible and thus final tenet
based on Nâgârjuna, Âryadeva (3th CE), Buddhapâlita, Candrakîrti &
Śântideva (8th CE).
Rangtong ("or empty of self") denies the nature of mind has an
inherent, ineffable nature. It does not deny the Clear Light, nor does it
affirm it. Nothing more can be posited than to say all phenomena
(emptiness and Buddha-nature included) are empty of "svabhâva", inherent
existence. Buddha-nature exists conventionally and not as some
"transcendent" essence, substance or

A
to be separated or isolated from other phenomena, causing an ontological
rift between immanent & transcendent, between "samsâra" and "nirvâna",
reducing the Two Truths to the single Truth of the Ultimate. Rangtong
considers itself to be the highest possible and thus final tenet.
For Shentong (the Jonang school) in general, and Dolpopa (1292 - 1391) in
his Mountain Doctrine and Târanâtha's (1576 - 1634) The Essence of Other-Emptiness &
Twenty-one Differences Regarding the Profound Meaning, in
particular, the fundamental point within Mâdhyamaka is the status of meditative
equipoise (the fruit of Calm Abiding, "śamatha") and the meaning of emptiness
(the fruit of Insight Meditation or Emptiness Meditation, "vipaśyanâ").
In Shentong, meditative equipoise conveys inherently existing or established phenomena
(
).
Dolpopa does not distinguish between being
found by a mind in meditative equipoise on emptiness and being able to bear
ultimate analysis by such a consciousness. In his view, shared by lots of
yogis, when an object is found in
meditative equipoise, it is deemed a forteriori as truly
established ! Their experience of the difference between the conventional
world and the lands of bliss is so acute, it makes them conceptualize it
in terms of a rift between two ontological planes. For Shentong, the ultimate can bear analysis by a mind in meditative equipoise
because it is not a dependent-arising (while for Rangtong it is). Transcending the conventional, the ultimate found is what the Buddha's
pristine wisdom realizes, namely the qualities of enlightened body,
enlightened speech & enlightened mind. These are not merely generated, but are all ultimately established,
primordial and permanent. They inherently
exist (
) and so the ultimate is the ground or basis of emptiness, empty of all other
non-enlightened conventionalities, but not empty of itself, i.e. non-empty,
but complete (full of Buddha-qualities) & from the very beginning awakened.
This is a view consistent with
a substantialist
interpretation of Buddha-nature. For Dolpopa, if emptiness were self-empty,
as Tsongkhapa claims, then it would
be empty of itself and thus not exist at all ! This nihilism he objects. The ultimate is an affirming
negative, it takes away the adventitious conventionalities and retains what
has been there from the very beginning, namely the inherently
existing Buddha-nature, in which all enlightened quality always already inhere.
Compounded
phenomena are empty of themselves and thus merely illusionary. Nothing of any
importance is found in the world. Saving people is removing them par
force out of this world !
So for Shentong, the ultimate existent, the inherently established, own-powered &
substantial Buddha-nature, is not a dependent-arising, for permanent and
non-deceptive. This refers to a different ontological perspective. The
ultimate is a different entity, belonging to another, superior & pure, ontological
stratum of the set of all phenomena, one not governed by dependent arising,
free from causes & conditions. Like in Plato's system, the world is
split up in two worlds. On the one hand, a true ultimate "being" and
on the other side, an illusionary false
"becoming".
In the schools initiated by these yogis : Mind-Only, Yogâchâra-Mâdhyamaka, Shentong
& Dzogchen, the Two Truths are different entities,
like an object and its shadow. In their final analysis,
ultimate truth must be the "One Truth" and only this truth is truly worthy of the name
"truth", while conventional truth is only falsehood & illusion.
Because Buddhas are always in meditative equipoise directly realizing the
ultimate, they cannot be in any way related to conventionality.
But if not, then how can
they teach ?
Rangtong replies.
● Meditative equipoise is not a valid criterion to establish
inherent existence. Only ultimate analysis is. If an object is found to be
substantially initiated (
A), then it would exist as a substance, not as a process.
Tsongkhapa makes a clear distinction between objects found during
concentration (direct yogic perceivers) and ultimate analysis finding no
inherently existing objects. Pristine wisdom-mind (subject) and the ultimate, namely emptiness
or the absence of inherent existence (object) are mutually exclusive and
not equivalent (as in Shentong). Rationality, conceptuality, cognition and
conventional reality are valid. As the ultimate, direct yogic
perceivers are non-conceptual, but not also non-cognitive, duality is
not the problem at hand. Shentong accommodates a wrong object of negation. But
one may agree
that in
meditative equipoise on emptiness, there is no sensing of their difference, for
in this realization of the ultimate only emptiness abides, only endless purity
is perceived.
● No truly established objects can be found,
conventionally nor ultimately. All phenomena, wisdom-mind and its object,
emptiness itself, are self-empty, i.e. devoid of self-power, inherent,
substantial establishment (¬
A). All phenomena are dependent-arisings
("pratîtya-samutpâda"). Buddhas are no exception.
● Compounded phenomena, although devoid of
inherent existence, are not empty of themselves, i.e. Rangtong is not
nihilist and self-emptiness does not necessitate nihilism. Although
conventional objects do not appear as they are, they are not
merely illusionary, but exist in terms of their logical,
formal & conventional instantiations. They are mistaken (and so illusionary) insofar
as they entail a
misleading substantial instantiation, but valid (and functional) insofar as their logical
& functional instantiations go.
● Tsongkhapa agrees the ultimate, i.e. emptiness as
absence of inherent existence, of "self" in sensu lato, is other-empty insofar as it is not a
compounded, mistaken conventional object. As even the ultimate is empty of inherent
existence (and so cannot be established by ultimate analysis), it is a
self-empty
emptiness and not a non-empty emptiness of inherent Buddha
qualities, as Shentong claims ! Buddha-nature is not inherently endowed
with ultimate qualities. Given the permanently residing Buddha-potential, joyous effort
(diligence) practicing the Buddhadharma, compassion & wisdom are needed to
generate
all the qualities of Superior Bodhisattvas & Buddhas. These are not given
inherently, but must be actualized by changing Buddha-potential into
realized Buddha-nature or Buddhahood.
If wisdom-mind is permanent because it is one with ultimate truth,
we may ask how Shentong explains the actual apprehension of emptiness by Buddhas ?
Without any type of duality, with aduality instead of nonduality, how can there be
any cognition, any real apprehension of
this substantial Buddha-nature ? When cognition is identified with
conceptuality, then it must be eliminated together with all other "compounds". For Shentong, the object of
negation is conventionality, cognition included. This undermines
its conceptual exposition, running in the same problem as
Dzogchen,
affirming in the act what is refuted by the words ("contradictio in actu
exercito"). Shentong eliminates too much.
In Tsongkhapa's view, not a single phenomenon escapes ultimate
instantiation. Like Aristotle, a single world is affirmed. This
pan-sacral world, in which the ultimate exists conventionally, offers sensate
& mental objects hand in hand with their subjective, apprehending consciousnesses or minds.
There are Two Truths because each entity (
A) gives rise to two
(epistemic) objects of
knowledge, one conventional, one ultimate. In other words, every single entity
has two epistemic isolates or two ways of knowing
A giving rise to two properties.
The ultimate,
nondual direct yogic perceiver is a non-conceptual mode of cognition.
Experiencing sensate & mental objects, it apprehends their ultimate natures,
emptiness, hand in hand with their conventional natures, i.e. dependent
arisings as they are witnessed by sentient beings.
Hence, duality is not considered to be a problem.
Insofar as it makes objects appear as if they were substantially
initiated, while they are not, conventional knowledge is deceptive and
mistaken. Empirico-formal propositions of fact are valid insofar entities are logically
& functionally distinguished from other objects. While mistaken with respect
to its appearing objects, it can be valid with respect to its object of
operation. These conventional objects are simultaneously perceived by Buddhas as the
diversity & interdependence of phenomena apprehended by sentient beings (cf. the illusion-like emptiness).
Buddhas know both the ultimate & the conventional explicitly
(omniscience) hic et nun. While they themselves only perceive endless purity, they also
directly, explicitly & simultaneously perceive all other contaminated
phenomena, but the latter only as these appear to sentient, deluded
beings (explaining why a Buddha is the best of teachers). So Je Tsongkhapa agrees with Dolpopa ordinary phenomena do not
appear to wisdom-mind, but he disagrees this perfect mind is disconnected
or set apart from conventionality and its valid misunderstandings.
Doing so gives Tsongkhapa the edge to distinguish between valid & invalid
conventional knowledge, keeping the Buddhadharma directly connected with
science and its progress, and with compassion and its methods to direct
sentient beings to true peace.
Always abiding by the logic of the non-affirming negative allows Je
Rinpoche to
teach the Buddhadharma, as well as explain the crucial role of
compassion and
Bodhicitta. In
other words, Tsongkhapa's solution does not turn its back to the world,
but understands it as a field bringing
virtue to fruition.
The members of his school, the "Gelug", are therefore called "the virtuous ones"
(Gelugpas) ...
Because all phenomena are of the same nature of emptiness, deluded
sentience can generate
Buddhahood.
This sameness cannot be maintained if, by using the affirming negation,
some set of phenomena are set apart as "special". Buddhas and non-Buddhas
share the same ontological structure.
13 Proximate Emptiness
and Non-Contrived
Truth.
Kamalaśîla (ca. 700 - 750 CE) integrated
the teachings on emptiness in five "paths". These form the basis for the
understanding of the Path of the Bodhisattva in Tibetan schools like the
Gelug. They presuppose the realization of Calm Abiding (meditative
equipoise). They have been dealt with in more detail
elsewhere.
1. the Path of Accumulation : one accumulates
merit & wisdom, spontaneously generates Bodhicitta and acquires special
insight or "superior seeing", i.e. a mind able to analytically investigate emptiness
while remaining in one-pointed concentration on (coarse & subtle)
conceptual insights on emptiness. Performing analytical meditations on
emptiness makes the mind automatically enter meditative equipoise.
Self-cherishing is abandoned ;
2. the Path of Preparation : here an
exhaustive conceptual analysis of emptiness is at hand. It results in the
realization of a "generic idea" of emptiness. This is a very subtle
conceptualization of emptiness. Acquired self-grasping is eliminated ;
3. the Path of Seeing : the absence of
inherent existence of objects is directly "seen", i.e. non-conceptually
cognized (intuition) and, to perfect this "gnosis" or "direct,
special knowledge", further training is needed. Innate self-grasping
is not yet abandoned ;
4. the Path of Meditation : the direct
experience of the last stage is further developed, stabilized & refined by
way of the remaining nine levels (eliminating big, middling & small innate
self-grasping delusions in three stages) ;
5. the Path of No-More-Learning : the seeds
of self-grasping themselves are eliminated, automatically leading to the
state of Buddhahood.
The issue here is to move from the Path of Preparation to the Path of
Seeing, i.e. abandoning the generic concept of emptiness (result of
eliminating all possible substantial conceptualization) and entering the
non-conceptual, non-dual mode of cognition.
Entered upon the generation of superior seeing, the Path of Preparation
offers a
deep & very subtle conceptual insight into emptiness, realized
by way of Insight Meditation ("vipaśyanâ"). Once achieved, this very
subtle conceptual understanding of emptiness is irreversible. Preparation
is necessary to directly "see" emptiness. When the conceptual mind is
truly convinced of the rational grounds for the absence of substantiality,
it has the power to identify the illusions of conventional reality,
generating the conceptual antidote for conceptual, acquired self-grasping,
and ending the Path of Preparation. Concentration of the very subtle
"generic idea" burns away the last conceptual obscurations and this ends
the Path of Preparation. Without annihilating duality, cognition or
conventionality, conceptuality thoroughly cancelled its substantial
instantiation. This path prepares for a direct "gnosis" of emptiness. The mind still reflects emptiness
using a mental image, concept or "generic idea".
The Path of Accumulation had emptiness is a virtuous object among virtuous
objects. A coarse concept was arrived at, and then a subtle one (superior
seeing), ending this Path of Accumulation. Then, on the next Path, the
object and its emptiness are drawn closer and closer, until they start to
mix. By repeated Insight Meditation, the union of Calm Abiding ("śamatha")
and "special insight", dissolving "own-being" ("svabhâva"), a deep and
very subtle conceptual understanding of the ultimate nature of every
object is attained. Realizing this ends the Path of Preparation.
The Path of Preparation has four stages : heat, peak, patience & supreme
Dharma :
1. heat : the beginning of a very powerful enthusiasm to perfect
wisdom. The "fire" of non-conceptual understanding will soon be produced,
precursor of unconditioned "gnosis". In meditative equipoise, a clear
conceptual awareness of suchness is realized ;
2.
peak : the culmination of this strong love of
wisdom is a very intense mind coming conceptually very close to
emptiness, as if the mind mixes with it, which is however not yet the case.
The virtuous roots cultivated will no longer be lost or cease. Conceptual
understanding of suchness increases ;
3.
patience : a special attitude is generated
towards Dharma in general and emptiness in particular. Gross conceptuality
is gone, but subtle conceptual appearance remains, hindering a complete
mixing of mind & emptiness. Nevertheless, a refined conceptuaization of
emptiness is the case ;
4.
supreme Dharma : here mind and emptiness are
nearly mixed. It is the highest experience of the "ordinary"
Bodhisattva.
All their experiences are supreme Dharma paths of preparation, and the
highest worldly attributes are attained. Object & subject are no longer
consciously perceived as separate. When this very subtle conceptualization
of emptiness happens, the antidote against substantial conceptualization
has been found and concepts have no longer an independent and local
absolute existence (
A).
The point here is the approximate nature of the very subtle
conceptual realization of emptiness at the end of the stage of supreme
Dharma. The mind has indeed been freed of self-cherishing and acquired
self-grasping has been eliminated. In itself, this is a very high
spiritual achievement, endowing the mindstream with lasting, irreversible
qualities. But although lofty, this proximate emptiness is not the same as
actually "seeing" emptiness. It is still contrived, and thus planned,
manipulated and somehow artificial. It remains conceptual, albeit on a
very subtle level. But precisely because it is conceptual, it cannot be
said to be a direct, immediate, natural, spontaneous realization.
One needs certain formal steps to establish the generic idea and only when
entering on meditative equipoise on it does one realize the end of
acquired self-grasping. Innate self-grasping, the tendency of the mind to
grasp at objects as existing inherently, is still active. This does no
longer result in positing substantial concepts (thoroughly eliminated by
the "generic idea"), but still invites the reflex, urge or innate habit to
consider the object as existing from its own side (not conceptually, but
instinctively, naturally, spontaneously). It is this last instinctive apprehension of emptiness
which needs to be eliminated. And conceptual thinking, nor the evocation
of the generic idea will do so. A move
to purely non-conceptual cognitive acts is necessary, and this is precisely the
task set for Superior Bodhisattvas, those entering the Path of Seeing.
The Path of Preparation brings the
limitations of any conceptual understanding of emptiness to the fore. It
also points to the fragility of ultimate logic at this level of
realization. One cannot be satisfied with preparations only. Being able to
thoroughly conceptually understand sensate SA and mental MA
objects do not exist as substances (
A), is not the same as
directly observing. Yogis are right in stressing
this and Gelugpas are wrong when focusing on this conceptual understanding
only. The Buddhadharma is not irrational (as the Path of Preparation
shows), but neither is it exclusively rational (as the Paths of Seeing,
Meditation and No-More-Learning make clear). A meta-rational goal is set. Of course, what can one say
about what lies beyond names, words and labels ? Neither can one deny
compassionate, conventional words may be helpful to direct the mind beyond
the level of conceptuality. At the border between conceptual "preparation"
and non-conceptual "seeing" a remarkable balance is called for. To be too
stern, causes the "dead bones" of formal logic to take over. The danger
here is negating too much. To be too enthusiastic may lead to untrue
statements and unwarranted conceptualizations, i.e. negating too little.
Tsongkhapa considered meditations on emptiness, and the realization of
coarse, subtle and very subtle conceptual insight as a preparation for
Tantra. This is
like saying one should use philosophy to be equipped for direct
experience.
Ultimate (uncontrived) Truth is ineffable. But while object of un-saying,
it involves a cognitive act uniting great bliss (form, Bodhicitta) and a
direct experience of emptiness (truth, wisdom). It is therefore
surprising, Kagyu yogis have described this in positive terms, affirming
other-emptiness ? For Kagyupas, it is impossible to "generate" the enlightened
qualities of a Buddha, they have to be given a priori. Making
metaphysical compliments to their Buddha-natures, they exalt it and create
a rift between the illusionary conventional world and the transcendent
world of "nirvâna".
They ontologize their experience. Indeed, by doing so, they in fact reduce
the scope of Buddhahood, for Buddhas are deemed unrelated to "samsâra" and
so their qualities must be rooted in a transcendent inherently existing
(non-empty) Buddha-essence. But if this is the case, then how can Buddhas
interact with sentient beings ? Why would they care for them or be
compassionate ? Moreover, by positing the opposite, namely generating the qualities of a Buddha by actualizing the Buddha-potential by way of
meditating on the emptiness of one's own coarse & subtle minds, one allows conventional
reality to exist, although not inherently. Deluded sentient beings are
able to generate Buddha-qualities, i.e. create the conditions necessary
for substantial instantiation to stop. They are potential Buddhas. They
may not know it or allow me or us to know it, but potentially, as the
greatest ignorance can be removed, all are Buddhas.
The yogis relentlessly stress all sentient beings are enlightened sui generis, implying that to realize
awakening, nothing more has to be done than to uncover this intrinsic
Buddha-nature and its enduring, sempiternal qualities ... To do so is the
highest form of compassion (sic). This uncovering
or unveiling may happen suddenly, only by pointing out the luminous, clear
nature of the very subtle Clear Light mind already there, this brightly shining wisdom-mind
(primordial consciousness) ever united with the primordial ground
("dharmadhâtu"). Once
pointed out, the process of clearing away may start ... For the scholars,
this is too optimistic. A graduated path is deemed far more reliable.
Yogic experience can however not be rejected. Their view is clearly based on
experience rather than logic. Their aim is to awaken, not to philosophize.
They mistrust too much conventional knowledge. Their focus is on direct
experience and actual yogic perceivers, on effectively work with the mind
in meditative equipoise on the mind. On the Path of Seeing and beyond,
they directly experience the Clear Light of the very subtle mind. To them, it does not seem the
case this natural mind is "generated" or "caused" by their previous
meditations on emptiness.
Their take on reality may be perhaps somewhat outerworldly, but
nevertheless in tune with the "siddhas", the special "powers"
(precognition, clairvoyance, telekinesis) all accomplished yogis share.
Especially in Tantra, acts of pacification, increase, control &
destruction are performed within the context of emptiness. This can only
be realized if one can explain how "form" arises out of the "formless",
and -in order to do so-, the latter cannot be viewed as devoid of any
inherent characteristics, as in Rangtong.
Also in
Taoism, the absolute Tao ({Ø}) has two components :
1. a black component : the Great
Mystery or ineffable utter darkness, absolutely invisible
transcending being and non-being, the ultimate metaphysical state
lacking even a shadow of possibility - this Great Mystery is empty
of self ;
2. a red component : the Gateway of
Myriad Wonders, or the foreboding of all things as sheer
possibility, pregnant with all things in potentia. This has
again two components : the potential of non-being ("wu") and the potential
of being ("yu"). This Gateway is not empty of self, but
other-empty !
This "red component" is the "potential" pregnant of all things. It is the
faint foreboding of the appearance of phenomena, explaining how form can
be born out of the formless, i.e. how the fundamental nature of all
phenomena births occasions, events & entities. To be able to do so, it
has to be viewed as a potential holding some inherent stuff ...
The blatant tension between Rangtong
& Shentong Mâdhyamaka, between the definition of emptiness as either
self-empty (without inherent existence) or other-empty (deplete of stains)
leads to heated debates and even schisms (cf. Against Sectarism &
Centralism). If
both positions are taken at face value, a contradiction is clearly
present. Focusing on this, we ask : Is Rangtong correct or is Shentong
correct ? It seems both cannot be true ! But if we probe the
intent behind these conflicting views, we see, on the one hand, how Rangtong
fears to posit Buddha-nature a priori because this may lead to
misunderstanding this nature as an "âtman", an eternal, substantial entity.
They are correct to do so.
Thus, only a Buddha-potential is accepted, and the qualities of Buddhahood are
deemed generated, by way of emptiness meditations, a posteriori.
Shentong, on the other hand, fears a mere conceptual understanding of emptiness
(as in Rangtong) may lead to nihilism, the idea Buddhahood is a mere void, a
nothingness. This danger is also present and so must be taken care of.
|
Head/Heart |
Conceptualizing Emptiness |
Levels of the Mind |
| head |
coarse understanding |
coarse (elemental) mind |
| head |
subtle understanding |
subtle mind |
| heart |
very subtle understanding |
| heart |
beyond conceptualization - nondual
cognition - intuition or gnosis |
very subtle mind of Clear Light |
When these intentions are grasped, their differences may
then be understood
as follows : to dissolve substantial concepts Rangtong is best and to describe the actual
experiential content, Shentong is best (cf. Rimé). Both approaches should
be combined and not driven into opposite corners. They are complementary.
To harmonize the rational and the intuitive, conceptual knowledge and "gnosis",
the emptiness has to be placed "in the heart". The physical, moral,
psychological and spiritual aspects of the heart have been dealt with
elsewhere. Let it suffice to mention the heart is crucial to realize
the very subtle mind of Clear Light, whereas the head is very much
concerned with the coarse & subtle conceptual understanding
of emptiness. The head is important to start preparing the mind to directly
experience emptiness in the heart. The head nearly brings down substantial
conceptualization (the dead of the concept of substance), whereas the
heart finishes this (in proximate emptiness) and offers the direct experience of the fundamental nature or suchness
of all things ("seeing" emptiness).
Should we be surprised Tsongkhapa recommended his
tantric students to let the vital breath enter the heart-wheel instead of
the navel-wheel ?
It is possible to integrate rational philosophy &
direct yogic experience without introducing inherent existence ? Doing so
demands a new kind of logic, one less classical and more in tune with
quantum logic and chaos-theory. Three features must then be
combined : observation-dependent properties, universal interconnectedness
and large effects caused by small changes (cf. the Butterfly-effect of
Lorenz - cf.
Chaos, 1996). These characteristic are combined with a general survey of the
dissipative nature of open systems, with their symmetries,
symmetry-transformations and symmetry-breaks (asymmetry-formation).
In his magisterial work La Nouvelle Alliance (1979), the
Russian-born chemist & Nobel Laureate Ilya Prigogine (1917 - 2003),
describing a system's dissipation of entropy (disorder, absence of
differentiation or homogeneity) into its
environment, coined the term "dissipative structure". A system,
or whatever we study with regard to its symmetry
properties, is "dissipative" when it dissipates disorder. Such
self-organizing systems possess principles of evolution and develop
complex stabilities in their dynamism, but these are never in static
equilibrium. These systems are "open" and the Second Law of
Thermodynamics
(according to which all systems must eventually decay into maximum chaos, highest entropy
or absence of differentiation) does not apply to them, but only to "closed" systems.
In mathematical detail, Prigogine showed how these negentropic, highly ordered, open systems
arise in accordance with the Second Law of Thermodynamics.
Every open system, i.e. any
system exchanging energy and entropy with its environment, undergoes
sudden changes of state from a state of lower energy & less order (high
entropy), to a state of higher energy & greater order (lower entropy, or
negentropy). The latter states are meta-stable, i.e. stable within a
limited range of energy input. With an influx of energy above this threshold,
the system will either break down to a lower state or evolve upward to
another meta-stable state of higher energy and greater internal ordering
(order, crisis, meta-order, crisis, etc.).
Open systems can be found everywhere, in chemistry, nature, economy,
sociology, cognitive development, etc. These dynamical systems are the
rule, while closed, static systems are the exception.
Dynamical principles governing the organization of systems in general and
dissipative systems in particular can be expressed in terms of symmetry-
transformations & symmetry breaks. In general, symmetry is defined as
a transformation causing no noticable difference. A symmetry-transformation is any action performed on a system leaving its integrity
intact. Take a square. Turn it 5°. The square is still a square. The 5°
rotation is a transformation. Symmetry-transformations are changes leaving
some property of the system unchanged. Rotating the square 90° in
its own place leaves the property "orientation of the square in its plane"
unchanged and is a symmetry-transformation. Rotating it through any angle
other than a multiple of 180° does not leave this property unchanged and
so involves a symmetry break, a state away from the original,
characterized by another signature (of space, time, mass, energy etc.). When higher-order dissipative systems turn
entropic (decay or lose heterogeneity), a symmetry break is involved. When they continue their
meta-stable dynamics, they perform symmetry-transformations (changes not
affecting their properties). Clearly,
dissipative systems do not behave in accord with the "closed" logic of
classical models. Their "logic" is non-linear, probabilistic and, on the
quantum mechanical level, even violates the principle of contradiction
(cf. the state of superposition before observation, i.e. allowing for the
co-existence of mutually exclusives).
Guenther was
the first to apply the work of quantum physics and dissipative systems to the Buddhadharma.
A Buddha, so his view goes, continuously wipes out what needs
to be dissipated, and is a non-unfolded totality of qualities as the pure
ground-potential. All sentient beings share this pure ground-potential. A Buddha is "gone-unfolded"24, i.e. a non-unfolded totality of qualities as pure potential,
constantly destroying the substantial instantiation of objects, ending the
false ideation Cf causing the unfoldment of objects as independent static
things (
A). The Tibetan "sangs-rgyas" or "gone-unfolded" retains the dynamical
connotation of a self-structuring process or dissipative structure. This
dynamism moves beyond all static, fixed notions of quantity, quality,
modality & relation.
So "Buddhahood" is a continuum with ongoing symmetry-transformations.
These ongoing changes do not affect property and so Buddhas are deemed
"permanent" but not "static". While changing (as dependent-arisings
or "Rûpakâya"), they
nevertheless remain identical to their truth and form ("Dharmakâya").
Viewed from the side of sentience, to "attain" or "generate" Buddhahood, one merely has to increase energy influx so
thresholds are corrected upward. This by increasing the number of
interactions with the environment (cf.
Bodhicitta). The "path" is a change in
energy-patterning, an increase of negentropy facilitated by the Second Law
of Thermodynamics. An
"awakened one" is a structure dynamically ever-blossoming all
endless potentialities of
an given system ("one"), dispelling all of its confusion, disorder or entropy
("awakened"). This implies
an ongoing dynamism of symmetry-transformations relating to the
process of continuous self-(re)structuring, and this by
voiding misleading substantial instantiation of existence (¬
A). Consuming this entropy, a system "unfolds"
Buddhahood because of the ongoing dissipation of excitability (Calm
Abiding) and
the elimination of the delusion resulting from the ignorant attribution of substance to phenomena,
both acquired & innate
(Insight).
Viewed from the side of awakening, all deluded states of consciousness are merely "lower"
expressions of the primordial Buddhic energy-potential, to be directly experienced
& realized by way of yogic
perceivers, i.e. minds trained to see emptiness.
As this dissipation is constant, Buddhahood
implies a supercomplete dynamism, a process of ongoing symmetry-transformations.
Because this totality is an unbounded wholeness, its dynamism is endless.
Because, like all other things, a Buddha is devoid of inherent existence,
he or she is a dependent arising.
Depending on the conditions of the display of the energy of these symmetry-
transformations (cf. the "Rûpakâya"), Buddhahood is ever-changing, but because the specific dynamism of the
symmetry-transformations is enduring, ongoing & continuous
("Dharmakâya"), awakening is
an
impermanent everlastingness. Because the display has its own
conditions, each and every Buddha has a unique "signature" of display.
To precisely define what is meant by an Awakened One, we say a Buddha is
the unique unity of a Truth Body ("Dharmakâya") and a Form Body
("Rûpakâya"). Of
these Bodies, the Truth Body is the suchness aspect.
Traditionally, the Truth Body of a Buddha is divided in a Nature Body and
a Wisdom Body, or the ultimate true cessation and the ultimate true path.
The Nature Body is of two types. On the one hand, there is a naturally
pure Nature Body, or the absence of inherent existence since beginningless
time in the sphere of Buddhahood. It is called a "non-product" because
it
lacks production, duration, disintegration, beginning, middle and end. On
the other hand, there is the adventitiously pure Nature Body, or the
absence of adventitious stains. It is called "spontaneous" because -having
utterly eliminated the subtle motivational efforts initiating deeds of
body & speech- it allows for the spontaneity of the Form Body, divided
in an Enjoyment ("Sambhogakâya") and an Emanation
Body ("Nîrmanakâya"). The Nature Body is not knowable as being limited to any measure
and so vast. It is innumerable, non-conceptual, unequal and completely
pure. It has five qualities : non-production, non-difference,
non-perversity (free from all extremes), purity and Clear Light.
The Wisdom Body is the final, perfect mind of wisdom, cognizing the
genuine mode of existence of all phenomena. It also cognizes the varieties
of phenomena insofar as they are conventional, apparent realities. This is
a Buddha's omniscient consciousness, with omniscient eye, ear, nose,
tongue, body & mental consciousnesses. In a single moment any of these
cognizes all phenomena. This Wisdom Body is omnipresent, cognizing the
emptiness of everything in a nondual way.
Buddhahood may be compared with a perfectly performed series of movements,
like swimming or flying. These are activities defined by their dynamic
display, by the act itself. Each perfect swimmer has his or her style
("Rûpakâya"), but all swimmers execute their style perfectly
("Dharmakâya"). To designate a swimmer, the act of swimming must be at
hand, for swimming is an ongoing process. The moment one stops to swim,
one is not longer a swimmer. Sentient swimmers exhaust themselves or reach
shore. Buddhas never stop swimming with perfect symmetry in the endless
sea of the absolute space of all phenomena ("dharmadhâtu"). Insofar as
their symmetry-transformations are ongoing, they are dependent-arisings,
but as these transformations are perfect, they are permanent & without
end.
So note Buddhahood implies the co-existence of mutually exclusives,
namely conventional truth and ultimate truth (apprehended simultaneously),
dynamism (ongoing symmetry-transformations) and permanence (of the
display-conditions), etc. The traditional "catuskoti" (or "suite of four
discrete functions", namely : A, not-A, both A & not-A and neither A nor
not-A), describing the state of Buddhahood by way of classical logic (cf.
Nâgârjuna), is also suggestive of the "quantum logic" of Buddhahood
avant la lettre. For one may ask, if a Buddha is none of the four
functions, what is there to be said about Buddhahood ? Clearly this points
to a state of superposition, containing all possibilities ...
One may argued early Indian Buddhism favoured an essentialist and
ontic approach. The word "Buddha" was used as a noun and not as the past
participle of the verb "budh", "to awake", indicative of an experiential,
existential state. In the
Lesser Vehicle, the claim there is only one
thing (person) "fully awake" leads to the absurd notion no other thing can
be "awake". In this ontic reductionism, the Buddha then becomes an object,
a noun and not a dynamical, experiential, existential state.
Both the Yogâcârins and the Dzogchenpas, representing two schools based on
the yogic, experiential approach, emphasize
self-organization and a dynamic perspective based on a free and creative
appreciation of existential awareness & psychic receptivity in
meditative equipoise. They view Dharma from the side of the
Path of Seeing, gaining an unfolding "out of this world", i.e. a
breakthrough releasing the non-conceptual from the stranglehold of the
objectifying, representational tendencies of the conceptual Path of
Preparation exalted by Classical Critical Mâdhyamaka. Here we find the
first inkling of the realization of Buddhahood as an energy-increase
moving beyond a threshold, i.e. a dynamism away from asymmetry to
symmetry.
The
intent of the Buddhadharma is not to establish a logical framework ending logical
frameworks, but unveiling or uncovering the true, empty nature of reality.
Conceptually understood on the Paths of Accumulation & Preparation, a coarse, subtle and
very subtle intellectual realization of emptiness ensues. In
meditative equipoise on the Path of Seeing, the emptiness of the
mind is directly "seen" and ultimate reality is realized by ending the substantial instantiation of
the mind itself, revealing its luminous clarity (the very subtle mind of
Clear Light). Of course, if this intuitive unity is afterwards
squeezed into the narrow confines of the arguments of classical logic (as in
traditional "philosophical" Shentong), logical
difficulties rain down. But, taken as the elucidation of what can be directly
experienced beyond conceptuality, namely the Clear Light or brilliant radiance
of the brightly shining mind actualizing its Buddha-potential by returning
to the highest energy-expenditure,
the yogic view can be apprehended (in a non-linear logical framework) as
referring to the totality of supercompleted Buddha-qualities as pure
potential (maximal negentropy of a sentient dissipative system).
• non-unfolded :
Buddhahood is supercomplete, or an unbounded wholeness, an impeccable
entirety, a profound ultimate completeness needing no unfolding in the
past, present or future ;
• totality of qualities : Buddhahood is
enlightened body, enlightened speech, enlightened mind & enlightened activity ;
• as pure potential : Buddhahood is an
ongoing self-empty dynamic process of self-(re)structuring, continuous symmetry-transformations of endless qualities, a spontaneous "holomovement"25, a superimposition of all possibilities of the world of
potential, displaying to and exchanging with its
environment the actualization of these
boundless possibilities (cf. the Form Bodies as symmetry-transformations).
Eliminating the entitative, classical framework of language itself (a
structure Tsongkhapa was unable to replace), makes it possible to
understand how Buddhahood and sentience are connected by way of process,
no longer introducing the rather "static" split & simultaneity of the Two Truths,
linked to the classical logic at hand.
Thinking dynamic freedom as a self-organizing process, "like a snake
uncoiling", is understanding "samsâra" (conventional truth)
as
a
symmetry-break, a phenomenal "surface" transformation of Buddhahood
(ultimate truth), a settling down on a lower energy-level due to substantial
instantiation. So, viewing sentient beings from the side of a Buddha and
not from the side of sentience, is
understanding the causes & conditions of their lack of
entropy-dissipation, their devolution from dynamic, subtle,
higher-order supercompleteness and involution into static, lower-order
coarseness. This happens by
bringing about symmetry-breaks through actions contaminated by
substantiality, triggering a lowered energy state and an
increase of chaos, entropy, closedness, insatisfaction & suffering for
both the lower-order system and its environment. The only difference
between sentient beings and Buddhas is the latter's lack of actual substantial
instantiation of existence (¬
A).
Instead of seeing sentient beings as
the rule and Buddhahood as the exception, awakening is understood as the
"nominal" state and mere deluded sentience as the lower-end or
ignorant exception to
this unbounded
wholeness. Sentience is a lower energy signature, Buddhahood the highest.
Je
Tsongkhapa focused on the object of negation, understanding
Buddha-qualities as resulting from such emptiness-meditations. The yogis
focus on the self-empty Buddha-potential, drawing in higher energy by
eliminating own-form, spontaneously manifesting Clear Light. Both are equivalent.
Positing Buddhahood as a supercomplete
dissipative system dissipating ignorance turns sentience into a
symmetry-break away from this natural supercompleteness, the super-dynamical,
super-transforming pure potential innate in sentience.
The Thirty Steps of
Ultimate Logic
x
(x = A)
A
.......... (1)
A
Ex (Ax) :
A
S v
A
M
!
.......... (2)
A
P :
A
= f(oA1,
oA2, ... oAm) .......... (3)
A,
B
P : OA
≠ OB
.......... (4)
A,
B
P : oA1 = oB1 v oA2
= oB2 ... v oAm = oBm
..... (5)
ox
O :
ox
Exx .......... (6)
SA, MA
O :
oA
O
SA, MA
E :
eA
E
SA, MA
En :
enA
En .......... (7)
A(z) : A prop z
A
A(z)
A(z) : A prop z = Mz v Sz
.......... (8)
A(z)
Mz v
Sz .......... (9)
Sf = f(MA ^ SA) .......... (10)
A
LA
.......... (11)
LA :
A
A
LA :
A
≠ ¬
A
LA :
A
v
¬
A
.......... (12)
A
= f (
B)
FA
.......... (13)
FA
:
A
= f(x, y, ... z) ......... (14)
A
Alog
Sys A ......... (15)
FA
:
A
= f(x,y, ... z)
{
Af(x)
v
Af(y)
...
Af(z)} ......... (16)
FA
:
A
= f(x = 1)
A
A
LA
FA
:
A
= f(x = 0)
¬
A
......... (17)
FA
:
Af(x)
>
Af'(x') >
Af"(x")
>
Af"'(x"')
...
>
Afλ(xμ)
FA
:
Af(x)
>
Af'(x')
... >
limλ-∞
Afλ(xλ)
? ......... (18)
LA
^
FA
^
Cf
A
......... (19)
CA
:
A

A ??
......... (20)
CA
:
A
A(z)
=
A
prop z =
Sz
v
Mz
CA
:
A(z)
Sz
v
Mz
CA
:
Sz
v
Mz

Sz
v 
Mz
......... (21)
A
As
......... (22)
As :

y (y = A)
.........
(23)
As
: As
A(z)
^ Cf
.........
(24)
As
: 
A
f(x = 1)

A
A

A
A
... ??
.........
(25)
As
:
¬
{
Af(x)
>
Af'(x') >
Af"(x")
>
Af"'(x"')
...
>
Afλ(xμ)}
? ... (26)
As
:

Af(x
= 1)

A

A
... ?? ......... (27)
¬
A
Ct ......... (28)
¬
A
!! ......... (29)
LA
^
FA
(
y
= A)
A
!
......... (30)
Epilogue
Most people never use the word
"substance". They ask, is this something to eat or drink ? When
told substances are static, unchanging, stable entities, most are rather relieved
to hear such objects might exist, for in this suffering world of ours, something
stable seems welcome ! Continuing to revolve in the merry-go-round of our
imaginations and sporadic abstract thoughts, our world is filled with
physical objects existing independently, separate entities walking hand in hand
with an existential certainty of oneself, undeniable and ontological. We
do not apprehend this self of ours as merely logical & functional, but as
a "true self" ("Dasein"), with an
essence or inherent "ground" ("causa sui").
If substances exist, then surely this self is one. When pressed about these self-powered objects &
subjects seemingly existing from their own side, with properties untouched by any
observer, commoners applaud and carry on, believing science to deal with them
... Is
self-grasping not valid ? Yes it is, but also mistaken ... On a more
subtle level of analysis, things are never as they appear. The whole of
cyclic existence is misleading, subjectively as well as objectively !
"Most men occasionally stumble over the truth, but
most pick themselves up and continue as if nothing happened." -
Winston Churchill.
Seeking the root of our emotional afflictions and mental obscurations, we
first
discover the tendency of the common, coarse mind to hate (reject) or
desire (attract). Rejecting, we divide and thus suffer. Desiring, we try
to hold on, and thus suffer. These forces explain why we produce negative emotions
and afflictive states of consciousness, leading to suffering for ourselves
and for the world at large. Hate, cruelty, violence, greed, stupidity,
exaggerated attachment, arrogance and pride are the stinking flowers of
these powerful tendencies to push away or to grasp. Working on these
afflicted emotional states calls for the transformation of our emotional
life. Unfortunately, mostly crisis, turbulence and catastrophe incite us to start and confront
ourselves. The more self-engrossed, the heavier the suffering. The more
personal happiness is sought, the less happiness is found. It seems good
news the worse case
has the means to temporarily outrun severe suffering. Due to the result of
past good actions, the fruits of unwholesome deeds can indeed for a while be
avoided. But positive reactions exhaust themselves. At the end of the day,
or at the end of one's life, nobody escapes the vast sea of suffering. And
while we may get accustomed to pain, true peace of mind never
does.
If we are lucky to meet the crisis-point early in life, the necessity to
review the sense of self comes in sight. How does this self-cherishing and
learned self-grasping come about ? Is the subject of these emotional
states indeed a stable substance, or rather an impermanent phenomenon
interconnected with its environment ? To end suffering, the cause of afflicted
emotion is addressed, leading to study, reflection and meditation on the
sense of selfhood. Thanks to the pain felt, we may come to realize something
about the one in pain. By eliminating self-cherishing, we are liberated
from these gross afflicted states. But while this takes away a mountain of mental
obscurations, it does not lead to the brightly shining clarity of the
awakened mind. Afflicted emotions are not the root cause of our suffering.
Self-cherishing, taking the self to be more important than other sentient
beings, robs away one's peace of mind, nourishing the afflictions. But
when liberated from these, awakening is not yet realized ...
A calm, happy mind is still suffering, for although worthy of liberation,
one's surrounding world remains congested with pain and one lacks the means to truly
assist others. And is there not something truly perverse in realizing
liberation while others continue to suffocate in their tears ? Eating at
lavishly filled tables, while underneath the famine-stricken are begging
to receive leftovers or waste ? Apparently our marvelous brain is not
programmed to deal with the suffering around the corner. It has the sordid
ability to block out what it does not observe, or turn away from what it
cannot avoid but does not want to confront. Understanding we are each
personally responsible for all the suffering in the world is a bridge too
far ... But precisely such universal intention is called for. Even if we
cannot drink the sea, we must, knowing we cannot succeed, nevertheless try. Great
compassion is not concerned with what is possible, but only with what is
needed. Liberation is great, but awakening is the greatest. The former
allows us to observe our own lack of enduring qualities, the latter
eliminates the self-power of all phenomena. Helping ourselves is then
turned into healing all others. Such skills are the outcome of truly
understanding and observing all phenomena as they are.
To awaken, and so possess the skills to truly help on a gigantic,
universal scale, the deeper cause of hatred and desire must be
rooted out : ignorance of how things truly are. In other words, a
Buddha never misconcieves any object. Ending self-cherishing, an Awakened
One also stops self-grasping, and this in an exhaustive way. Both our
conditionings (indoctrinations) and innate tendencies to reify must be
burned on the wisdom pyre.
The first thing to do is to realize where we are. We are suffering. All
sentient beings are suffering. Then, we must be willing to see the
exceptional chance of being where we are and actually being able to pose
such important questions. For example. Can we accept death in a
comfortable way ? Finally, we need to create the conditions to address the
issue of suffering seriously & diligently. When such thoughts are firmly
established, consciousness may start to remove the root-cause of all
suffering, ignorance. But nobody ruled by hatred and excessive desire
should hope to find the wisdom realizing emptiness. Only the calm mind of
"śamatha" uncovers ultimate truth by insight ("vipaśyanâ").
Realizing the absence of permanent, independent and isolated objects is
very challenging, both emotionally & intellectually. It leads to the
freedom of heart to understand one's own reality as well as that of others
as it is. Then we acquire the means to truly help. Each time we identify with states of consciousness and
grasp the object, we suffer. We close up and chain our mind to its
self-imposed limitations ; emotions & thoughts being "ours" and conditions
being "always" or "never".
Again and again, the
conceptual mind has to come to terms with this basic property of each and
every phenomenon : absence of inherent existence. Ultimate analysis has to
be repeatedly invoked and thoroughly executed. Only when it has become
conceptually clear no substances can be found, may the next step be
expected. To actually observe emptiness is to constantly witness the
universal interconnectedness between everything. What happens in a
large hadron collider 100 meters under the ground is connected with all
other events in the universe, in particular with the observers of the
collisions. Isolation is an illusion. If feeling
responsible for the suffering of the universe is difficult, imagine how
hard it is to see things as they are, to actually observe how the observer
co-creates the observed and to apprehend all phenomena in a single,
omniscient cognitive act ? But if we seek to really end all suffering
states, nothing less will do.
Notes
(1) Carnap, R. : Pseudoproblems in Philosophy,
1967.
(2) Crittenden, Ch. : Unreality : The Metaphysics of
Fictional Objects, Cornell University Press - London, 1991.
(3) Kant, I. : Kritik der reinen Vernunft, B149.
(4) Whitehead, A.N. : Process & Reality, § 113 - 119.
(5) Kant, I. : Kritik der reinen Vernunft, B153 &
379.
(6) Deikman, A. : "Bimodal Consciousness", in :
Archives of General Psychiatry, n°25, 1971, pp.481-489.
(7) Tsongkhapa, J. :
The Great
Treatise on the Stages of the Path to Enlightenment, The Ocean of Reasoning
and The Essence of Eloquence.
(8) Rosenblum, B. & Kuttner, F. : Quantum Enigma,
Oxford University Press - Oxford, 2006, p.125.
(9) Baggott, J. : Beyond Measure, Oxford
University Press - Oxford, 2004, pp.134-135.
(10) Von Neumann, J. : Mathematical Foundations of
Quantum Mechanics, Princeton University Press - Princeton, 1955. The
approach of Von Neumann has been critized by Omnès, who wrote : "It is
difficult to understand how this proposal, which was later developed by
London and Bauer (1939) and upheld by Wigner (1967) could lure such clever
people. (...) The proposal seems incredible today, not only because
cognition sciences have begun to unravel the working of the brain, but
also because experimental data are now most frequently 'read' by computer
and not by human beings. I feel compelled to add here an aside. The story
that great physicists would think of the human mind as the final actor in
a measurement, as the deus ex machina transforming indeterminacy into
reality, did not remain confined to the physics community. It was great
news for the believers in parapsychology and all sorts of occultism : mind
acts on matter ! This is why, with all the respect one may have and should
have for the people who went that far in their hypothesis, one's duty is
to emphasize that there is no hint anywhere of its validity and one
does not need it, as will be shown in the next chapter." (Omnès, R. :
Understanding Quantum Mechanics, Princeton University Press -
Princeton, 1999, pp.60-61.). A response to this : "Omnès (and other
advocates of decoherence theory) wants to retain quantum probability in
its original Born interpretation and uses decoherence to connect the
quantum world (with all its superpositions and indeterminism) to the
macroscopic world where experience tells us that all superpositions have
disappeared. It should not be surprising that not everyone is satisfied
with this approach." (Baggott, J. : Op.cit., p.234). I would like
to add an aside : a critical read of the passage reveals several striking
elements : (a) how strange clever people are "lured", (b) the thesis
itself is merely a "story" of the "great physicists", (c) cognitive
science & neurophilosophy are per definition materialists, (d) the
"danger" of occultism is invoked to clearly take the side of the "sane",
(e) the results of parapsychology are denied, turning those, who
scientifically know telepathy and telekinesis are highly probable, into
"believers" and (f) despite computers, at the end of the day, it is always
humans who read computer outprints. A meta-analysis looking at 832 random
number generation studies done in the last decades calculated odds against
chance beyond a trillion to one. (Radin, D. : The Conscious Universe :
The Scientific Truth of Psychic Phenomena, Harper - San Francisco,
2007, pp.138-145.) "The evidence for ESP and for PK -and I have presented
only brief summaries of a few examples of it- seems to be adequate.
Serious attention to the evidence should be convincing to all except those
who are irreversibly committed to the worldview of materialism and
sensationism, according to which ESP and PK are impossible in principle."
(Griffin, D. : Parapsychology, Philosophy & Spirituality, State
University of New York Press - Albany, 1997, p.89).
(11) Baggott, J. : Ibidem, p.256.
(12) Einstein, letter to D.Liplein, July 5, 1952, quoted
in : Santinover, J. : The Quantum Brain, Wiley & Sons - New York,
2001, p.127.
(13) Einstein, A. : "Autobiographical Notes", in :
Schlipp, P.A. : Albert Einstein : Philosopher-Scientist, Evanston -
Illinois, 1949, p.81.
(14) Petersen, A., French, A.P. & Kennedy, P.J. (eds) : Niels Bohr : A
Centenary Volume, Harvard University Press - Cambridge (MA), p.305.
(15) Heisenberg, W. : Physics and Philosophy,
Penguin - London, p.46.
(16) Schwinger, J. : A Progress Report : Energy
Transfer in Cold Fusion and Sonoluminescence, 1991, quoted in :
Santinover, J. : Op.cit., p.137.
(17)
Rosenblum, B. & Kuttner, F. : Op.cit., p.111.
(18)
Rosenblum,
B. & Kuttner, F. : Ibidem, p.141.
(19)
Baggott, J. : Op.cit., p.157.
Bell, J. : "On the Einstein-Podolsky-Rosen paradox", in : Physics,
1, 1964, p.195.
Bell, J. : "Against 'measurement'", in : Physics World, 3, 1990,
p.33.
(20) Clauser, J. & Shimony, A. : "Bell's theorem :
experimental tests and implications", in : Reports on Progress on
Physics, 41, 1978, p.1881.
Aspect, A., Grangier, Ph. & Gérard, R. : "Experimental realization of
Bell's inequalities using time-varying analyzers", in : Physical Review
Letter, 49, 1982, p.1804.
(21)
Rosenblum,
B. & Kuttner, F. : Op.cit., p.151.
(22)
Baggott, J. : Op.cit., p.171 mentions a collapse occurring at
speeds 20 or 30 million times the speed of light, with a lower limit of
20.000 times the speed of light !
(23) "compositional factors", per definition subsumed
under "volition" are all categories of mental objects (like objects of
memory or imagination) not classified under consciousness, affects &
thought.
(24) Guenther,
1989, p.14.
(25) Guenther,
1989, p.195.
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